WOBURN, MASSACHUSETTS Have you lost money with financial advisor Robert Nyilas, formerly with Advisory Group Equity Services in Woburn, Massachusetts? We are looking into allegations made against Robert Nyilas. Nyilas was barred from the securities industry after he failed to respond to a FINRA investigation. Nyilas was being investigated after he allegedly sold unsuitable investments…
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FLOWER MOUND, TEXAS Have you lost money with financial advisor Steven Vander Velde, with Cambridge Investment Research in Flower Mound, Texas? We are looking into allegations made against Steven Vander Velde. Vander Velde has been the subject of a recent customer complaint. The recent complaint alleges unsuitable investments in real estate. The complaint alleges $300,000…
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SAN FRANCISCO, CALIFORNIA Have you lost money with financial advisor Paul Furusho, formerly with APW Capital in San Francisco, California? We are looking into allegations made against Paul Furusho. Furusho was barred from the securities industry after he failed to respond to a FINRA investigation. Furusho was being investigated after he allegedly arranged a private…
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LONGMONT, COLORADO Have you lost money with financial advisor Monica Baldwin, with Raymond James Financial in Longmont, Colorado? We are looking into allegations made against Monica Baldwin. Baldwin and her brokerage firm, Raymond James Financial, were the subject of a FINRA arbitration claim, where a customer alleged Baldwin overconcentrated their accounts in energy investments, including…
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TOLEDO, OHIO Have you lost money with financial advisor James Earl Simpson, formerly with Equitable Advisors in Toledo, Ohio? We are looking into allegations made against James Simpson. Simpson was “permitted to resign” by Equitable Advisors in August 2021. It was alleged that Simpson misappropriated client funds and allegedly sold an unsuitable annuity. James Simpson…
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BEE CAVE, TEXAS Have you lost money with financial advisor Duane Cooper, with Wells Fargo in Bee Cave, Texas? We are looking into allegations made against Duane Cooper. Cooper has been the subject of three customer complaints, one which was filed within the last year. The recent complaint alleges unsuitable investments in private placements and…
Continue reading ›FORT WORTH, TEXAS Have you lost money with financial advisor William Jeffrey Michero, formerly with Cambridge Investment Research in Fort Worth, Texas? We are looking into allegations made against William Michero. Michero was fired by Cambridge Investment Research in August 2021. Cambridge alleged that Michero misappropriated trust funds through this outside business activity as a…
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TOWNSHIP, OHIO Have you lost money with financial advisor Kimm Hannan, formerly with Horter Investment Management of Jackson Township, Ohio? We are continuing to look further into claims against Kimm Hannan. On January 18, 2019, Kimm C. Hannan was found guilty of investment fraud, according to Inde Online and sentenced to 20 years in prison.…
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GARDEN CITY, NY Have you lost money with financial advisor Stephen James Sullivan, with Spartan Capital Securities in Garden City, New York? We are looking into allegations made against Stephen Sullivan. Sullivan has been the subject of an investigation by FINRA. FINRA is investigating whether Sullivan had been excessively trading or churning customer accounts. Sullivan…
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NEW YORK, NY Have you lost money with financial advisor Todd F. Kling, with Joseph Stone Capital in New York, New York? We are looking into allegations made against Todd Kling. Kling has been the subject of an investigation by FINRA. FINRA is investigating whether Kling had been excessively trading or churning customer accounts. Todd…
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