Why Is Meredith Webber Under Investigation?

Meredith Webber was terminated by Raymond James in July 2024 for allegedly violating firm policy and FINRA Rule 3240, which restricts borrowing money from clients. Brokerage firms must approve any such loans in advance.

Following her termination, FINRA launched an investigation to determine whether Webber misappropriated funds from two elderly clients. She also allegedly failed to respond adequately to document and information requests, a violation of FINRA Rule 8210. The securities and investment fraud law firm of Israels & Neuman is looking into whether customers suffered losses and steps they can take to recover those losses.

Work History and Past Complaints

Meredith Webber was registered with Raymond James from September 2022 to July 2024, and with Ameriprise from 2006 to 2022. She recently worked in a Cobleskill, New York office. She previously faced a customer complaint in 2020, which was denied.

Can Raymond James Be Held Liable?

Brokerage firms like Raymond James are required to reasonably supervise their financial advisors. If the firm failed in its supervisory duties, it may be financially responsible for client losses.

Helping Investors in New York and Nationwide

The attorneys at Israels & Neuman represent investors across the U.S., including in New York. We help victims who have suffered investment losses due to broker misconduct or investment fraud. If you worked with Meredith Webber and suspect wrongdoing, we may be able to help you recover money through FINRA arbitration. No fees unless we recover money for you!

Free Case Review — Speak With an Experienced Investment Fraud Attorney

Call (720) 599-3505 or (206) 795-5798 or fill out our contact form for a free no obligation consultation.

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FINRA Investigates Former Raymond James Advisor Meredith Webber Cobleskill, NY