Former Finalis Securities Advisor Deyon Robertson Suspended

The securities arbitration law firm of Israels & Neuman is reviewing allegations made against Deyon Robertson, who formerly worked at Finalis Securities in Dallas, Texas.

Allegations Regarding the Suspension of Deyon Robertson

FINRA initiated an investigation into Deyon Robertson’s conduct. FINRA alleged that he recommended that an investor invest more than 25% of her liquid net worth in an illiquid, private fund that invested in real estate. They alleged that this was unsuitable and violated Regulation Best Interest or “Reg BI”.

FINRA also alleged that he recommended that three customers invest in an LLC that Robertson created which invested in residential real estate and that he did not get permission from his brokerage firm, Finalis Securities, to make these investments. To settle these allegations, Deyon Robertson agreed to a five-month suspension, a $10,000 fine, and $2,400 in partial restitution.

Background on Deyon Robertson

Deyon Robertson had been licensed with Finalis Securities from May 2023 to October 2025 at a Dallas, Texas office. He was also previously licensed with Citigroup.

Can Finalis Securities Be Responsible for Customer Investment Losses?

Under FINRA Rule 3110, broker-dealers like Finalis Securities must reasonably supervise the activity of its advisors. The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Helps Investment Fraud Victims in Texas

We represent investors throughout the United States as well as Texas, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of Deyon Robertson and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

Contact Israels & Neuman for a Free and Confidential Consultation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form to learn more about your rights. We have experience representing Texas investors and are ready to help you recover what you deserve.

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