James Pecoraro, with Spartan Capital Securities, Subject of FINRA Investigation MELVILLE, NEW YORK Have you invested and lost money with James Pecoraro, a financial advisor who previously worked with SW Financial and is now with Spartan Capital Securities? According to FINRA, James Pecoraro is under investigation for excessively trading or churning customers’ accounts. He is…
Continue reading ›Israels & Neuman, PLC Investigates Mark Williams, Formerly with Centaurus Financial, Regarding GWG Bonds CARMEL, CALIFORNIA Are you a current or former client of financial advisor Mark Williams, formerly with Centaurus Financial in Carmel, California? We are looking into allegations made against Mark Williams, who has been the subject of two customer complaints, one of…
Continue reading ›Dimitry Tikhonov, with Madison Avenue Securities, Subject of Customer Complaint Involving GPB Automotive TORRANCE, CALIFORNIA Are you a former client of financial advisor Dimitry Tikhonov, with Madison Avenue Securities in Torrance, California? The securities and investment fraud firm of Israels & Neuman is reviewing allegations made by a former customer of Dimitry Tikhonov. The customer…
Continue reading ›GWG Files For Bankruptcy, Likely Wiping Out Significant Value for Investors Have you invested money in stocks, preferred shares, or bonds issued by GWG Holdings? The law firm of Israels & Neuman may be able to help you recover investment losses. On April 20, 2022, GWG Holdings filed for Chapter 11 bankruptcy in the Southern…
Continue reading ›Maxim Tulupnikoff, with David Lerner Associates, Under Investigation by FINRA WESTPORT, CONNECTICUT Are you a former or current client of Maxim Tulupnikoff? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Maxim Tulupnikoff, who worked in Westport, Connecticut. Tulupnikoff is…
Continue reading ›Customer Complaint Made Against Equitable Advisors (previously AXA Advisors) Involving Gregory James and Structured Product SCOTTSDALE, ARIZONA Israels & Neuman is a securities arbitration and investment fraud law firm with offices in Phoenix, Arizona; Denver; and Seattle. Our law firm is looking into allegations made against current Equitable Advisors advisor Gregory James, in Scottsdale, Arizona.…
Continue reading ›Former Morgan Stanley Advisor Shawn Good Barred by FINRA WILMINGTON, NORTH CAROLINA Are you a former or current customer of financial advisor Shawn Good of Wilmington, North Carolina? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Shawn E. Good.…
Continue reading ›John Winslow, Previously with Edward Jones, Barred By FINRA GIG HARBOR, WASHINGTON Are you a former customer of financial advisor John Winslow, formerly with Edward Jones in Gig Harbor, Washington? The Seattle-based investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against John Winslow. FINRA, the Financial Industry…
Continue reading ›Christopher Passero with Money Concepts Capital, Suspended From Securities Industry and Fined HURRICANE, WEST VIRGINIA The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Christopher Passero, who worked in Hurricane, West Virginia. Passero was suspended for three months and fined…
Continue reading ›Patrick Teutonico with Network 1 Financial Securities, Suspended Three Months SEAFORD, NEW YORK Are you a current or former client of Patrick Teutonico? Our law firm is looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Patrick Teutonico, with Network 1 Financial Securities in Seaford, New York. Teutonico was recently suspended from…
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