Latest News

Matthew Howard Smith, Formerly with Securities America, Subject of FINRA Investigation CLIFTON PARK, NY The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made about Matthew Howard Smith. FINRA (the Financial Industry Regulatory Authority) has brought an investigation into Matthew Smith. According to FINRA’s BrokerCheck, he has failed to…

Another Former Aegis Capital Corp. Advisor, Scott Hananel, Handed Lengthy Suspension by FINRA MELVILLE, NY Have you lost money investing with financial advisors at Aegis Capital Corp.? The investment fraud and securities arbitration law firm of Israels & Neuman is continuing to look into allegations made by FINRA (the Financial Industry Regulatory Authority) against financial…

John Orlando, Formerly with Westpark Capital and now with SW Financial, Under Investigation by FINRA FORT LAUDERDALE, FL The investment fraud and securities arbitration law firm of Israels & Neuman is continuing to look into allegations made against financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida.…

Justin Deiter, with Spartan Capital Securities, Subject of Five Customer Complaints MELVILLE, NY Have you invested and lost money with Justin Deiter, a financial advisor who previously worked with Aegis Capital Corp. and Allied Millennial Partners? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by former…

Aegis Capital Corp. Advisor Arkady Ginsburg Suspended Six Months by FINRA NEW YORK, NY The investment fraud and securities arbitration law firm is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Arkady Ginsburg, with Aegis Capital Corp. in New York, NY. Ginsburg, who had been with Aegis Capital Corp. from July 2014…

Michael Giannetti, formerly with MML Investors Services, Barred by FINRA McKINNEY, TEXAS Have you invested with financial advisor Michael Giannetti of McKinney, Texas? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Giannetti. In 2022, FINRA barred him from…

David McDonnell, Formerly with TCFG Wealth Management, Barred by FINRA For Failing to Respond to an Investigation LAGUNA BEACH, CALIFORNIA Have you lost money with financial advisor David McDonnell, formerly with TCFG Wealth Management? Our securities arbitration law firm is reviewing allegations made about David McDonnell. In March 2022, FINRA (the Financial Industry Regulatory Authority)…

FINRA Bars David Stevens, Formerly with Park Avenue Securities, Regarding Loans from Insurance Policies LA JOLLA, CALIFORNIA Have you lost money investing with David Stevens, formerly with Park Avenue Securities? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against David Stevens, who previously worked with Park Avenue Securities…

Michael Muratore, Formerly with J.P. Morgan Securities, Suspended Two Years From Securities Industry ARDSLEY, NEW YORK The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations made against former J.P. Morgan Securities financial advisor Michael Muratore from Ardsley, New York. Muratore was under a regulatory investigation by FINRA, the Financial…

Marc Reda, Formerly with Spartan Capital Securities, Barred from Securities Industry NEW YORK, NY We are continuing to look into the regulatory complaint made by FINRA, the Financial Industry Regulatory Authority, against Marc Reda. In 2021, FINRA brought an action, alleging that Reda made unsuitable recommendations by excessively trading (or churning) customers’ accounts. Reda had…