alternative - Israels & Neuman, PLC

Investigation of WILLIAM LAPIANA of Newbridge Securities

Israels & Neuman, PLC — Tue, 19 Oct 2021 20:10:48 GMT

NEW YORK, NY

Have you lost money with financial advisor William Lapiana, with Newbridge Securities Corp. in New York, New York? We are looking into allegations made against William or Bill Lapiana. Lapiana has been the subject of a customer complaint, which was recently made. The customer alleges damages from alternative investments.

William Bill Lapiana has been with Newbridge Securities Corp. from 2009 to the present. He has worked at branch offices in New York, New York.

Brokerage firms like Newbridge Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

If you lost money with William Lapiana or Newbridge Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

JEFFREY GITTERMAN of Triad Accused of Selling GPB Investments

Israels & Neuman, PLC — Thu, 24 Jun 2021 22:01:04 GMT

Israels & Neuman, PLC Investigates Jeffrey Gitterman of Triad Advisors, for Selling Unsuitable GPB Capital Investments EDISON, NEW JERSEY – Have you lost money with financial advisor Jeffrey Gitterman, formerly of Triad Advisors in Edison, New Jersey? We are looking into allegations made against Jeffrey Gitterman. Jeffrey Gitterman has been the subject of three (3) customer complaints, one which was filed in 2021. The customers alleged that Gitterman sold unsuitable alternative investments, like GPB Capital.

Jeffrey Gitterman was a registered representative of Triad Advisors from 2010 to June 2017. Gitterman has also been with Vanderbilt Securities from June 2017 to the present. He has worked at branch offices in Edison, New Jersey.

Brokerage firms like Triad Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Triad Advisors.

View BrokerCheck: Gitterman, J. BrokerCheck 6.23.21

If you lost money with Jeffrey Gitterman or Triad Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

JEFFREY LARSON Involved In COMPLAINTS of Alternative Investments

Israels & Neuman, PLC — Tue, 15 Jun 2021 19:03:51 GMT

Israels & Neuman, PLC Investigates Jeffrey Larson of Arete Wealth Management ST. LOUIS, MISSOURI – Have you lost money with financial advisor Jeffrey Larson, of Arete Wealth Management in St. Louis, Missouri? We are looking into allegations made against Jeffrey Larson, who has been the subject of 5 customer complaints, one of which was filed in 2021. The recent customers allege that Larson sold them unsuitable “alternative investments”.

Jeffrey Larson was a registered representative of Arete Wealth Management from August 2017 to the present. He has worked at branch offices in St. Louis, Missouri.

Brokerage firms like Arete Wealth Management have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Missouri. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BrokerCheck: Larson, j BrokerCheck 6.10.21

If you lost money with Jeffrey Larson or Arete Wealth Management, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.