NEW YORK, NY Did you lose money investing in Student Global LLC through Gustavo Dolfino, formerly with Silver Leaf Partners in New York, New York? He was recently barred from the securities industry by the Securities and Exchange Commission (SEC).

According to an October 2024 Order from the SEC, Mr. Dolfino raised about $20 million for an education-tech-startup company called Student Global LLC. The SEC alleges that he made material misrepresentations to investors about his prior entrepreneurial success, his own investment in the company, and his own net worth. In November 2023, Student Global was dissolved, leaving investors with significant losses.

Gustavo Dolfino was an affiliate of Silver Leaf Partners from 2014 to February 2024. He worked in a New York City office.

Our securities arbitration law firm represents clients all over the country, including investors in New York. We have represented over one thousand investors against numerous firms.

If you lost money with Gustavo Dolfino or Silver Leaf Partners, please Contact Us at (616) 280-4303 or (206) 795-5798 for a free evaluation of your case.

VIEW BROKERCHECK REPORT HERE

VIEW SEC ORDER HERE

MOORESVILLE, NORTH CAROLINA Did you lose money with financial advisor Garrett Moretz with Lifemark Securities in Mooresville, North Carolina? He was recently charged with fraud by the Securities and Exchange Commission (SEC).

The SEC filed a complaint against this advisor, alleging that he repeatedly misrepresented the risks of investing in GWG L Bonds. Mr. Moretz represented to customers that the L Bonds were “guaranteed” and safe. GWG filed for bankruptcy in 2022, wiping out nearly all of investors’ interest in the L bonds.

Garrett Moretz has been an affiliate of Lifemark Securities since May 2017. He worked in a Mooresville, North Carolina office. He has also been the subject of four customer complaints since 2022, all of which involve the sales of GWG products.

Our securities arbitration law firm represents clients all over the country, including investors in North Carolina. We have represented thousands of investors against numerous firms and have represented several investors who lost money investing in these Bonds.

If you lost money with Garrett Moretz or Lifemark Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE View SEC Complaint HERE