Cetera - Israels & Neuman, PLC

GREGORY CORRIE of Cambridge Investment is BARRED

Israels & Neuman, PLC — Thu, 22 Aug 2024 18:05:29 GMT

Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry

BOISE, IDAHO Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho.

In August 2024, he was barred by FINRA after he refused to respond to an investigation. FINRA was investigating Mr. Corrie after he was terminated by his brokerage firm, Cambridge Investment Research, in February 2023. The brokerage firm terminated him regarding allegations of “excessive use of UIT [Unit Investment Trust] products”, and later updated his disclosures, stating that Corrie made “remediation payments related to the trading activity”.

Gregory Corrie was registered with Cambridge Investment Research from January 2020 to March 2023. He also previously worked with Cetera Advisors and worked in Boise, Idaho. In addition, he was the subject of two tax liens in 2011 and 2013 respectively.

Israels & Neuman has represented thousands of investors in the past, including numerous investors in Idaho. Our firm has successfully sued many brokerage firms throughout the country.

VIEW FINRA AWC HERE VIEW BROKERCHECK REPORT HERE

If you lost money with Gregory Corrie, or Cambridge Investment Research, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

Complaints Against MATTHEW STUCKE of Cambridge Investment

Israels & Neuman, PLC — Tue, 12 Mar 2024 15:27:40 GMT

Matthew Stucke, Formerly with Cambridge Investment Research, Subject of Several Complaints

MILTON, GEORGIA Have you invested with Matthew Stucke from Milton, Georgia? The investment fraud and securities arbitration law firm of Israels & Neuman is investigating claims made by former customers of this financial advisor.

According to FINRA, Stucke was a registered representative of Cambridge Investment Research from May 2020 to November 2022. He has been the subject of four customer complaints. The complaints allege investment losses in common and preferred stocks. Matthew Stucke has also been affiliated with Cetera Advisor Networks, Raymond James, and J.P. Morgan Securities.

Our law firm represents investors throughout the country, including investors in Georgia. We have represented investors against numerous brokerage firms and have recovered millions of dollars for our clients.

If you lost money with Matthew Stucke or Cambridge Investment Research, please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE.

ROBERT WOLFE of Cetera Accused of Unsuitable REIT Investments

Israels & Neuman, PLC — Mon, 11 Oct 2021 17:45:00 GMT

FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges losses in real estate investments like REITs (real estate investment trusts) and private placements.

Robert Wolfe was with Cetera Advisor Networks from November 2017 to June 2020. He was also with Girard Securities from 2009 to November 2017 and with Goldman Sachs from July 2020 to the present. He has worked at branch offices in Fort Lauderdale, Florida.

Brokerage firms like Cetera Advisor Networks have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Wolfe BrokerCheck Report

If you lost money with Robert Wolfe, Cetera Advisor Networks, or Girard Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Investigation of ERIC BURTON, Cetera Advisors and LPL Financial

Israels & Neuman, PLC — Fri, 25 Jun 2021 17:38:43 GMT

ORLAND PARK, ILLINOIS – Have you lost money with financial advisor Eric P. Burton. of Orland Park, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric Burton. FINRA suspended Burton for three months and fined him $5,000. Burton was being investigated regarding allegations that he falsified documents in connection with 22 variable annuity exchanges.

Eric Burton was a financial advisor and registered representative of LPL Financial from April 2016 to March 2019. He has been with Cetera Advisors from February 2019 to the present. He worked at a branch office in Orland Park, Illinois. Burton has also been the subject of two customer complaints regarding variable annuities.

Brokerage firms like LPL Financial and Cetera Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Illinois in the past. Attorney David Neuman is licensed to practice law in grew up in the Chicagoland area. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

View BrokerCheck: Burton, E. BrokerCheck 6.23.21

View FINRA AWC: Burton, Eric FINRA AWC

If you lost money with Eric Burton, Cetera Advisors, or LPL Financial, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.