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        <title><![CDATA[client - Israels & Neuman, PLC]]></title>
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        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[ELAN SANKER of Merrill Lynch is BARRED for Customer Complaint]]></title>
                <link>https://www.israelsneuman.com/blog/elan-sanker-merrill-lynch-barred-customer-complaint/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/elan-sanker-merrill-lynch-barred-customer-complaint/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Tue, 08 Oct 2024 15:11:16 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[client]]></category>
                
                    <category><![CDATA[complaint]]></category>
                
                    <category><![CDATA[Elan Sanker]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Fraud]]></category>
                
                    <category><![CDATA[Investigation]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[Merrill Lynch]]></category>
                
                    <category><![CDATA[New Jersey]]></category>
                
                    <category><![CDATA[Northwestern Mutual]]></category>
                
                    <category><![CDATA[Pennington]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                
                
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                <description><![CDATA[<p>Elan Sanker, Formerly with Merrill Lynch, Barred from Securities Industry PENNINGTON, NEW JERSEY Were you a customer of financial advisor Elan Sanker? Israels & Neuman is looking into allegations against this advisor, who previously worked in Pennington, New Jersey. Mr. Sanker was barred by FINRA after he refused to respond to an investigation. FINRA began&hellip;</p>
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<h1 class="wp-block-heading"><strong> </strong><strong>Elan Sanker, Formerly with Merrill Lynch, Barred from Securities Industry</strong></h1>


<p>
<strong>PENNINGTON, NEW JERSEY     </strong>Were you a customer of financial advisor Elan Sanker? Israels & Neuman is looking into allegations against this advisor, who previously worked in Pennington, New Jersey.</p>


<p>Mr. Sanker was barred by <a href="https://www.finra.org/about/firms-we-regulate" rel="noopener noreferrer" target="_blank"><strong>FINRA</strong></a> after he refused to respond to an investigation.  FINRA began its investigation when he was terminated by his brokerage firm, Merrill Lynch, in May 2023.  A customer filed a complaint in February 2023, alleging that he engaged in “<a href="/practice-areas/advisor-negligence-and-fraud/ponzi-schemes-and-selling-away/" rel="noopener" target="_blank"><strong>selling away</strong></a>” – selling investments that were not approved or authorized by the firm, which led to Sanker’s termination in May 2023, followed by FINRA’s investigation.</p>


<p>Elan Sanker was registered with Merrill Lynch from November 2018 to May 2023.  He also previously worked with Northwestern Mutual in Pennington, New Jersey.</p>


<p>Israels & Neuman has represented thousands of investors in the past, including investors in New Jersey.  Our firm has sued many brokerage firms throughout the country.</p>


<p>VIEW FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2023079098201%20Elan%20Sanker%20CRD%205580543%20AWC%20gg.pdf" rel="noopener noreferrer" target="_blank">HERE</a></p>


<p>VIEW BROKERCHECK REPORT <a href="https://brokercheck.finra.org/individual/summary/5580543" rel="noopener noreferrer" target="_blank">HERE</a>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Elan Sanker, or Merrill Lynch, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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                <title><![CDATA[GREGORY CORRIE of Cambridge Investment is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/gregory-corrie-cambridge-investment-barred/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/gregory-corrie-cambridge-investment-barred/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Thu, 22 Aug 2024 18:05:29 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[Boise]]></category>
                
                    <category><![CDATA[Cambridge Investment Research]]></category>
                
                    <category><![CDATA[Cetera]]></category>
                
                    <category><![CDATA[client]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Fraud]]></category>
                
                    <category><![CDATA[Gregory Corrie]]></category>
                
                    <category><![CDATA[Idaho]]></category>
                
                    <category><![CDATA[Investigation]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                    <category><![CDATA[UIT]]></category>
                
                    <category><![CDATA[Unit Investment Trust]]></category>
                
                
                
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                <description><![CDATA[<p>Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry BOISE, IDAHO Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho. In August 2024, he was barred by&hellip;</p>
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                <content:encoded><![CDATA[

<h1 class="wp-block-heading"><strong>Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry</strong></h1>


<p>
<strong>BOISE, IDAHO     </strong>Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho.</p>


<p>In August 2024, he was barred by <a href="https://www.finra.org/investors/insights/regulated-by-FINRA" rel="noopener noreferrer" target="_blank"><strong>FINRA</strong></a> after he refused to respond to an investigation.  FINRA was investigating Mr. Corrie after he was terminated by his brokerage firm, Cambridge Investment Research, in February 2023.  The brokerage firm terminated him regarding allegations of “<strong><a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank">excessive use of UIT [Unit Investment Trust] products</a></strong>”, and later updated his disclosures, stating that Corrie made “remediation payments related to the trading activity”.</p>


<p>Gregory Corrie was registered with Cambridge Investment Research from January 2020 to March 2023.  He also previously worked with Cetera Advisors and worked in Boise, Idaho.  In addition, he was the subject of two tax liens in 2011 and 2013 respectively.</p>


<p>Israels & Neuman has represented thousands of investors in the past, including numerous investors in Idaho.  Our firm has successfully sued many brokerage firms throughout the country.</p>


<p><strong>VIEW FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2023078217101%20Gregory%20Alan%20Corrie%20CRD%201982814%20AWC%20gg.pdf" rel="noopener noreferrer" target="_blank">HERE</a></strong>
<strong> </strong><strong>VIEW BROKERCHECK REPORT <a href="https://brokercheck.finra.org/individual/summary/1982814" rel="noopener noreferrer" target="_blank">HERE</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Gregory Corrie, or Cambridge Investment Research, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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                <title><![CDATA[MARAT LIKHTENSTEIN of Royal Alliance is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/marat-likhtenstein-royal-alliance-barred/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Tue, 06 Aug 2024 19:33:04 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[borrow]]></category>
                
                    <category><![CDATA[Brooklyn]]></category>
                
                    <category><![CDATA[client]]></category>
                
                    <category><![CDATA[customer]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Fraud]]></category>
                
                    <category><![CDATA[Investigation]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[Marat Likhtenstein]]></category>
                
                    <category><![CDATA[New York]]></category>
                
                    <category><![CDATA[Osaic]]></category>
                
                    <category><![CDATA[Royal Alliance]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2023/05/036997498-gavel-money.jpeg" />
                
                <description><![CDATA[<p>Marat Likhtenstein, Formerly with Royal Alliance, is Barred from the Securities Industry BROOKLYN, NEW YORK Are you a former client of financial advisor Marat Likhtenstein? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Royal Alliance (now known as Osaic Wealth). Mr.&hellip;</p>
]]></description>
                <content:encoded><![CDATA[

<h1 class="wp-block-heading"><strong> </strong><strong>Marat Likhtenstein, Formerly with Royal Alliance, is Barred from the Securities Industry</strong></h1>


<p>
<strong>BROOKLYN, NEW YORK     </strong>Are you a former client of financial advisor Marat Likhtenstein? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Royal Alliance (now known as Osaic Wealth).</p>


<p>Mr. Likhtenstein was barred by <a href="https://www.finra.org/about" rel="noopener noreferrer" target="_blank"><strong>FINRA</strong></a> after he refused to respond to an investigation.  FINRA was investigating whether he had failed to disclose to his brokerage firm that he entered into personal loan transactions with a client.  Generally, <a href="/practice-areas/breach-of-fiduciary/" rel="noopener" target="_blank"><strong>brokers cannot borrow money from clients</strong></a>, with limited exceptions.</p>


<p>Marat Likhtenstein was registered with Royal Alliance and Osaic from November 2018 to June 2024.  He worked in Brooklyn, New York and was also terminated by Osaic regarding the same alleged conduct.</p>


<p>Israels & Neuman has represented thousands of investors in the past, including numerous investors in New York.  Our firm has sued many brokerage firms throughout the country, including Osaic.</p>


<p><strong>View FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2024082598101%20Marat%20Likhtenstein%20CRD%202470480%20AWC%20vr.pdf" rel="noopener noreferrer" target="_blank">HERE</a></strong>
<strong> </strong><strong>View BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/2470480" rel="noopener noreferrer" target="_blank">HERE</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Marat Likhtenstein, or Royal Alliance, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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                <title><![CDATA[MATTHEW CHIMENTO of Morgan Stanley is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/matthew-chimento-morgan-stanley-barred/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/matthew-chimento-morgan-stanley-barred/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Mon, 01 Apr 2024 20:08:52 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Alpharetta]]></category>
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[breach of fiduciary duty]]></category>
                
                    <category><![CDATA[client]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Fraud]]></category>
                
                    <category><![CDATA[fund]]></category>
                
                    <category><![CDATA[Georgia]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[Matthew Chimento]]></category>
                
                    <category><![CDATA[misappropriate]]></category>
                
                    <category><![CDATA[Morgan Stanley]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                    <category><![CDATA[theft]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2021/05/fraud-magnifying-glass-compressed.jpeg" />
                
                <description><![CDATA[<p>Matthew Chimento Barred from Securities Industry ALPHARETTA, GEORGIA Are you a former client of financial advisor Matthew Chimento in Alpharetta, Georgia? Israels & Neuman is reviewing allegations against this broker, who previously worked with Morgan Stanley (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database. In November 2023, Matthew&hellip;</p>
]]></description>
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<h1 class="wp-block-heading"><strong> </strong><strong>Matthew Chimento Barred from Securities Industry</strong></h1>


<p>
<strong><em>ALPHARETTA, GEORGIA     </em></strong>Are you a former client of financial advisor Matthew Chimento in Alpharetta, Georgia? Israels & Neuman is reviewing allegations against this broker, who previously worked with Morgan Stanley (Prudential).  He was barred from the securities industry by <strong><a href="http://www.finra.org" rel="noopener noreferrer" target="_blank">FINRA</a>,</strong> according to FINRA’s Disciplinary Database.</p>


<p>In November 2023, Matthew Chimento voluntarily resigned from Morgan Stanley while he was under an internal investigation.  According to BrokerCheck, he allegedly transferred funds out of a client’s account and placed it into an account for his own benefit, without the client’s authorization, (<strong><a href="/practice-areas/breach-of-fiduciary/" rel="noopener" target="_blank">breach of fiduciary duty</a></strong>), which led to the FINRA investigation.  After failing to respond to FINRA’s investigation, he was barred.</p>


<p>Matthew Chimento was registered with Morgan Stanley from March 2023 to November 2023 and worked in Alpharetta, Georgia.  He also previously worked for E*Trade for five years.</p>


<p>Israels & Neuman has represented thousands of investors in the past, including numerous investors in Georgia.  We have represented investors against numerous brokerage firms, including against Morgan Stanley.</p>


<p><strong>View FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2023080682201%20Matthew%20J.%20Chimento%20CRD%205749914%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">HERE</a></strong>
<strong> </strong><strong>View BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/5749914" rel="noopener noreferrer" target="_blank">HERE</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Matthew Chimento, or Morgan Stanley, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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                <title><![CDATA[ZACHARY TAYLOR of Oppenheimer in Newport Beach, CA is Discharged]]></title>
                <link>https://www.israelsneuman.com/blog/zachary-taylor-oppenheimer-newport-beach-discharged/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/zachary-taylor-oppenheimer-newport-beach-discharged/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Fri, 09 Jun 2023 17:30:32 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Arbitration]]></category>
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[California]]></category>
                
                    <category><![CDATA[client]]></category>
                
                    <category><![CDATA[complaint]]></category>
                
                    <category><![CDATA[customer]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[lawyer]]></category>
                
                    <category><![CDATA[Merrill Lynch]]></category>
                
                    <category><![CDATA[Newport Beach]]></category>
                
                    <category><![CDATA[Oppenheimer & Company]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                    <category><![CDATA[trade]]></category>
                
                    <category><![CDATA[unauthorized]]></category>
                
                    <category><![CDATA[unsuitable]]></category>
                
                    <category><![CDATA[Zachary Taylor]]></category>
                
                
                
                <description><![CDATA[<p>Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary&hellip;</p>
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<h1 class="wp-block-heading" id="h-zachary-taylor-discharged-with-oppenheimer-amp-company"><strong>Zachary Taylor Discharged with Oppenheimer & Company</strong></h1>



<p>
<strong>NEWPORT BEACH, CALIFORNIA</strong></p>



<p>Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s <a href="https://brokercheck.finra.org/" rel="noopener noreferrer" target="_blank">BrokerCheck</a> report.  Zachary Taylor was discharged by Oppenheimer & Company in May 2023.</p>



<p>According to BrokerCheck, Zachary Ellis Taylor was discharged because he “was unable to provide sufficient documentary evidence to support his contention that he had authority for all trades in a client’s account”.  Additionally, Taylor is the subject of an April 2022 customer complaint, where a customer alleged that Taylor engaged in <a href="/practice-areas/advisor-negligence-and-fraud/excesive-margin-trading/" rel="noopener" target="_blank">unauthorized trading</a> and made <a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank">unsuitable investment recommendations</a>.</p>



<p>Generally, financial advisors must get approval to buy and sell securities before each transaction, unless they have written authority to engage in discretionary trading.  Taylor was employed with Oppenheimer & Company from August 2020 to May 2023, working in an Newport Beach, California branch.  Taylor also previously worked with Merrill Lynch.</p>



<p>Our securities arbitration and investment fraud law firm represents clients all over the country, including investors in California.  We have represented over one thousand investors against numerous firms, including against Oppenheimer & Company.
</p>



<p><strong>View <a href="/static/2025/03/Taylor-Zachary-BrokerCheck-6.9.23.pdf" target="_blank" rel="noreferrer noopener">Taylor, z BrokerCheck 6.9.23</a></strong></p>



<h3 class="wp-block-heading" id="h-if-you-lost-money-with-zachary-taylor-or-oppenheimer-amp-company-please-contact-us-at-206-795-5798-for-a-free-evaluation-of-your-case">If you lost money with Zachary Taylor or Oppenheimer & Company, please <a href="/contact-us/" rel="noopener" target="_blank"><strong>Contact Us</strong></a> at 206-795-5798 for a free evaluation of your case.</h3>
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