<![CDATA[David Lerner Associates - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/david-lerner-associates/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[ABBE WOLLINS of David Lerner Associates is SUSPENDED]]> https://www.israelsneuman.com/blog/abbe-wollins-david-lerner-associates-suspended/ https://www.israelsneuman.com/blog/abbe-wollins-david-lerner-associates-suspended/ Thu, 22 Jun 2023 15:45:34 GMT Abbe Wollins, Formerly of David Lerner Associates, Suspended by FINRA BOCA RATON, FLORIDA Did you invest in oil and gas investments with financial advisor Abbe Wollins, formerly with David Lerner Associates in Boca Raton, Florida? Our law firm is looking into claims made by FINRA against Abbe Wollins. FINRA has suspended Wollins from the securities…

]]> Abbe Wollins, Formerly of David Lerner Associates, Suspended by FINRA

BOCA RATON, FLORIDA

Did you invest in oil and gas investments with financial advisor Abbe Wollins, formerly with David Lerner Associates in Boca Raton, Florida? Our law firm is looking into claims made by FINRA against Abbe Wollins. FINRA has suspended Wollins from the securities industry for three months and fined him $5,000.

According to FINRA’s Letter of Acceptance, Waiver, and Consent (AWC), Wollins allegedly recommended that three of his customers invest in a limited partnership that was formed to acquire oil and gas properties. FINRA alleged that Wollins did not have a reasonable basis to recommend these investments and therefore violated Rule 2111. In addition to the fine, Wollins was also ordered to disgorge $2,448 in commissions from the oil and gas sales.

Abbe J. Wollins worked with David Lerner Associates from 2007 to July 2021. Wollins worked in Boca Raton and Coral Springs, Florida.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in Florida. We also have previously represented over one thousand investors against dozens of securities brokerage firms around the country, including against David Lerner Associates.

View Wollins, a FINRA AWC

View Wollins, a BrokerCheck 6.22.23

If you lost money with Abbe Wollins or David Lerner Associates, please Contact Us at 206-795-5798 for a free evaluation of your case.

]]> <![CDATA[Complaints Against NICHOLAS JEMBELIS for Energy 11 Oil and Gas Losses]]> https://www.israelsneuman.com/blog/complaints-nicholas-jembelis-energy-11-oil-and-gas-losses/ https://www.israelsneuman.com/blog/complaints-nicholas-jembelis-energy-11-oil-and-gas-losses/ Tue, 16 Nov 2021 20:38:48 GMT WHITE PLAINS, NEW YORK Have you lost money with financial advisor Nicholas Jembelis, with David Lerner Associates in White Plains, New York? We are looking into allegations made against Nicholas T. Jembelis. Jembelis has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11,…

]]> WHITE PLAINS, NEW YORK Have you lost money with financial advisor Nicholas Jembelis, with David Lerner Associates in White Plains, New York? We are looking into allegations made against Nicholas T. Jembelis. Jembelis has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11, which is an oil and gas investment.

Nicholas Jembelis has been with David Lerner Associates from 1999 to the present. He has worked at branch offices in White Plains, New York.

Brokerage firms like David Lerner Associates have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against David Lerner Associates.

View N. Jembelis BrokerCheck Report

If you lost money with Nicholas Jembelis, David Lerner Associates, Energy 11, or Energy 12, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[PAUL FORDHAM of David Lerner Accused of Losses in Energy 11]]> https://www.israelsneuman.com/blog/paul-fordham-energy-11/ https://www.israelsneuman.com/blog/paul-fordham-energy-11/ Mon, 01 Nov 2021 18:02:24 GMT BOCA RATON, FLORIDA Have you lost money with financial advisor Paul Fordham, formerly with David Lerner Associates in Boca Raton, Florida? We are looking into allegations made against Paul T. Fordham, Sr. Fordham has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11,…

]]> BOCA RATON, FLORIDA Have you lost money with financial advisor Paul Fordham, formerly with David Lerner Associates in Boca Raton, Florida? We are looking into allegations made against Paul T. Fordham, Sr. Fordham has been the subject of a customer complaint, which was made within the last year. The complaint alleges losses in Energy 11, which is an oil and gas investment.

Paul Fordham was with David Lerner Associates from 2007 to March 2016. Fordham has been with Wells Fargo from March 2016 to the present. He has worked at branch offices in Boca Raton, Florida.

Brokerage firms like David Lerner Associates have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against David Lerner Associates.

View P Fordham BrokerCheck Report

If you lost money with Paul Fordham, David Lerner Associates, Energy 11, or Energy 12, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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