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        <title><![CDATA[Eric Carl Willer - Israels & Neuman, PLC]]></title>
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                <title><![CDATA[Have you lost money with ERIC WILLER of Fusion Analytics?]]></title>
                <link>https://www.israelsneuman.com/blog/eric-carl-willer-fusion-analytics-fraud/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Mon, 06 Dec 2021 21:43:21 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Israels & Neuman,PLC]]></category>
                
                
                    <category><![CDATA[Arbitration]]></category>
                
                    <category><![CDATA[Dallas]]></category>
                
                    <category><![CDATA[Eric Carl Willer]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Fusion Analytics Securities]]></category>
                
                    <category><![CDATA[Investigation]]></category>
                
                    <category><![CDATA[Kestra Investment Services]]></category>
                
                    <category><![CDATA[private placements]]></category>
                
                    <category><![CDATA[purchase bonds]]></category>
                
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                    <category><![CDATA[Texas]]></category>
                
                
                
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                <description><![CDATA[<p>DALLAS, TEXAS We are investigating allegations made by FINRA, the FINRA, the Financial Industry Regulatory Authority, against Eric Carl Willer. FINRA suspended Willer from the securities industry for nine months. It was alleged that Willer recommended to 13 potential investors to purchase bonds in two private placements without having a reasonable basis to believe that&hellip;</p>
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<p><strong>DALLAS, TEXAS</strong></p>



<p>We are investigating allegations made by FINRA, the <a href="http://www.finra.org/" rel="noopener noreferrer" target="_blank">FINRA, the Financial Industry Regulatory Authority</a>, against Eric Carl Willer.  FINRA <a href="https://www.finra.org/sites/default/files/fda_documents/2018059545603%20Eric%20Carl%20Willer%20CRD%202263899%20AWC%20sl.pdf" rel="noopener noreferrer" target="_blank">suspended</a> Willer from the securities industry for nine months.  It was alleged that Willer recommended to 13 potential investors to purchase bonds in two private placements without having a reasonable basis to believe that the bonds were <a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank"><strong>suitable</strong></a> for any investor.</p>



<p>Eric Carl Willer was a financial advisor and registered representative of Fusion Analytics Securities from August 2015 to June 2020.  He worked at a branch office in Dallas, Texas.  He was also affiliated with Kestra Investment Services from June 2020 to April 2021.</p>



<p>Brokerage firms like Fusion Analytics Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.</p>



<p>Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; Phoenix, Arizona; and Seattle, Washington.  We represent investors in <a href="http://www.finra.org/arbitration-and-mediation" rel="noopener noreferrer" target="_blank">FINRA arbitration</a> proceedings in all 50 states, including investors in Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past.</p>



<p>Click <a href="https://brokercheck.finra.org/individual/summary/2263899" rel="noopener noreferrer" target="_blank"><strong>HERE</strong></a> to view Willer, E. BrokerCheck Report</p>



<p>Click <strong>HERE</strong> to view Willer FINRA AWC</p>



<h2 class="wp-block-heading" id="h-if-you-lost-money-with-eric-willer-or-fusion-analytics-securities-please-contact-us-at-720-599-3505-for-a-free-evaluation-of-your-case"><strong>If you lost money with Eric Willer or Fusion Analytics Securities, please <a href="/contact-us/">Contact Us</a> at 720-599-3505 for a free evaluation of your case.</strong></h2>
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