HAUPPAUGE, NEW YORK

Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges that he breached his fiduciary duty related to stocks and alleges $3.7 million in damages.

Jason J. Walsh had been a financial advisor and registered representative of Network 1 Financial Securities from May 2020 to May 2022. He now works with PHX Financial. He worked at a branch office in Hauppauge, New York. In addition to this complaint, Walsh has been the subject of two other complaints, as well as a tax lien.

If a financial advisor or brokerage firm makes an unsuitable investment recommendation to a customer, that customer may be able to sue the advisor and/or firm for financial losses. The suitability rule is governed by FINRA Rule 2111.

View Walsh, j BrokerCheck 7.9.23

If you lost money with Jason Walsh or Network 1 Financial Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

CLEVELAND, OHIO

Did you invest with financial advisor, Daniel Lauletta of Cleveland, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by the Arkansas Securities Department, against Daniel Lauletta. Arkansas revoked his securities license regarding allegations that he breached his fiduciary duty to customers. In particular, Arkansas alleged that he advised two customers to liquidate securities to purchase unsuitable insurance products and annuities.

Daniel Lauletta had been affiliated with MML Investors Services from March 2017 to April 2022. He worked in a Cleveland, Ohio office. Lauletta has also been the subject of six customer complaints, and he was terminated by MML Investors Services after it learned of the Arkansas investigation.

MML Investors Services must reasonably supervise the activities of its representatives. The brokerage firm could be held liable for Lauletta’s conduct if it failed to reasonably supervise him.

Israels & Neuman PLC is an investment fraud law firm that represents investors all over the country in FINRA arbitration. We have represented numerous investors in Ohio in the past, and we have also had prior claims against MML Investors Services.

View Lauletta, d BrokerCheck 6.28.23

If you lost money with Daniel Lauletta or MML Investors Services, please Contact Us at 206-795-5798 for a free evaluation of your case.