Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation.

Jeffrey Perryman was being investigated by FINRA after he was terminated by New York Life in April 2024. He was alleged to have charged fees to an investment advisory customer for services that he failed to disclose to the brokerage firm. Perryman has also been the subject of four customer complaints in 2024.

Israels & Neuman has offices in Denver, Colorado; Seattle, Washington and Phoenix, Arizona. We represent customers throughout the state of Colorado, and attorney Aaron Israels is licensed to practice law in Colorado.

VIEW FINRA AWC HERE

VIEW BROKERCHECK REPORT HERE

If you lost money with Jeffrey Perryman or New York Life, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Are you a former client of financial advisor Carlton Fletcher in New York, New York? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against this advisor, who was a representative of Dinosaur Financial Group. He was booted from the securities brokerage industry when he failed to cooperate with a FINRA investigation.

Fletcher was under internal investigation by Dinosaur Financial Group when he resigned in April 2024. The FINRA AWC alleged that the internal investigation involved allegations that Fletcher converted funds of an individual.

Carlton Fletcher was registered with Dinosaur Financial Group from 2010 to April 2024 and worked in New York, New York. He also was the subject of a Utah Division of Securities investigation in 2000, as well as an NASD investigation in 2001.

Israels & Neuman represents investors throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms.

FINRA’s AWC Regarding Carlton Fletcher can be found HERE

Carlton Fletcher’s BrokerCheck Report can be found HERE

If you lost money with Carlton Fletcher or Dinosaur Financial Group, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida.

Drew Matthew Peacock (also known as Matt Peacock), has been the subject of six customer complaints, five of which were made in 2024. Each of the 2024 complaints makes allegations regarding corporate bonds that he purchased on behalf of customers. Specifically, some customers complained that Peacock purchased Activision bonds without their authorization during 2022 and 2023. According to BrokerCheck, Ameriprise has already settled with several customers regarding their investment in Activision bonds.

Drew Matthew Peacock has been registered with Ameriprise Financial Services before being discharged by the firm in 2024. He worked in Pensacola, Florida.

Israels & Neuman is a securities arbitration law firm and has represented over 1,000 investors in the past, including investors in Florida. Attorney David Neuman is licensed to practice law in Florida. Our firm has sued many brokerage firms throughout the country, including Ameriprise Financial Services.

Drew Peacock’s BrokerCheck Report can be found HERE

If you lost money with Drew Peacock, Activision bonds, or Ameriprise Financial Services, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Have you suffered financial losses with advisor Matthew Turner, formerly of Westpark Capital in Boca Raton, Florida? Our investment fraud law firm is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the securities industry for five months and ordered him to pay $27,415 in restitution.

According to FINRA’s AWC, Turner is accused of excessively trading a client’s accounts from September 2018 to December 2020. This trading activity led to excessive commissions and resulted in $160,000 in losses across two customer accounts. One of these accounts had a cost-to-equity ratio exceeding 50%, indicating it would need a 50% profit just to cover the trading costs.

Matthew Ian Turner was affiliated with Westpark Capital from November 2012 until January 2025, operating out of their Boca Raton, Florida office. He has faced another customer complaint and filed for bankruptcy in 2015.

Israels & Neuman is an investment fraud law firm representing clients nationwide, including investors in Florida. We have previously assisted thousands of investors against various securities brokerage firms across the country.

To see the FINRA AWC against Matthew Turner, please click HERE.

You can find Matthew Turner’s BrokerCheck Report HERE.

If you lost money with Matthew Ian Turner or Westpark Capital, please Contact Us at (616) 280-4303 or (206) 795-5798 for a free evaluation of your case.

Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities brokerage industry by FINRA due to allegations of stealing or converting customer funds.

Moreover, Head faces criminal charges of bank embezzlement in the U.S. District Court for the Northern District of Alabama. Morgan Stanley has also received two other customer complaints concerning his conduct.

Broker-dealers are obligated to adequately supervise their advisors. Failure to do so may result in liability for investor losses.

Israels & Neuman represent investors nationwide, including those in Alabama. We have successfully advocated for thousands of investors against many brokerage firms throughout the country.

For more information, you can view FINRA’s AWC regarding Jason Head HERE.

Jason Head’s BrokerCheck Report is available HERE.

If you lost money with Jason Head or Morgan Stanley, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

If you’re a past or present client of financial advisor Richard Ceffalio from Arlington Heights, Illinois, our law firm is investigating allegations against him. In May 2024, Ceffalio was terminated by LPL Financial due to claims that he solicited a loan from a client. Typically, financial advisors are prohibited from borrowing from clients, with few exceptions.

FINRA launched an investigation into Ceffalio’s actions. Additionally, he has faced four customer complaints since July 2023, including an allegation of forging a client’s signature on a line of credit agreement.

Ceffalio was employed with LPL Financial from November 2019 until May 2024, working out of an Arlington Heights, Illinois office. He also previously worked at Wells Fargo.

Under securities rules and regulations, LPL Financial is mandated to implement written supervisory and compliance procedures to oversee Ceffalio’s conduct. If LPL Financial failed to adequately supervise him, they could be held liable for any client losses.

Israels & Neuman represents investors nationwide, including those in the Chicagoland area. Attorneys Aaron Israels and David Neuman are licensed to practice in Illinois. Attorney Neuman is a native of the Chicago suburbs and attended the University of Illinois and Northern Illinois University.

You can access Richard Ceffalio’s BrokerCheck report here.

If you lost money with Richard Ceffalio or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Have you lost money with advisor Mark Stanley, formerly with Royal Alliance and now with Osaic Wealth in Bellevue, Washington? The investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Mark Stanley or Mark J. Stanley.

FINRA’s BrokerCheck which is linked below, discloses that this advisor has been the subject of two customer complaints since 2023. A 2023 complaint alleges that he induced a customer to surrender a variable annuity and invest the proceeds in a managed account against their wishes. The case settled for $159,000. A 2024 complaint alleged that he did not obtain authorization to engage in an options strategy that resulted in capital gains taxes.

From October 2020 to the present, Mark Stanley has been with Royal Alliance (which was merged into Osaic Wealth). He works in a Bellevue, Washington office.

Israels & Neuman is a securities and investment fraud law firm with its main offices in Seattle, WA,; Phoenix, AZ; Grand Rapids, MI and Ann Arbor, MI. We represent clients in all 50 states and attorney Dave Neuman is licensed to practice law in Washington.

You can find Mark Stanley’s BrokerCheck Report HERE.

If you lost money with Mark Stanley, Royal Alliance or Osaic Wealth, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina.

According to BrokerCheck, he has been the subject of two customer complaints since 2023. Both complaints allege unsuitable recommendations to invest in structured notes. A 2023 case already settled for $250,000, and a 2024 complaint is still pending. The most recent complaint making allegations regarding structured notes was made in June 2024.

J. Brian Glaze was a representative of LPL Financial in Graham, North Carolina from 2012 to September 2022. He is currently registered with Avantax Investment Services since September 2022.

Israels & Neuman has represented thousands of investors in the past, including investors in North Carolina. We currently represent dozens of investors who lost money in structured notes against LPL Financial.

J. Brian Glaze’s BrokerCheck Report can be found HERE

If you lost money with J. Brian Glaze (Joseph Brian Glaze) or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Were you a customer of financial advisor Curtis Wilson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who works with CreativeOne Wealth in Tulsa, Oklahoma.

Wilson has been the subject of two customer complaints within the last two years. The customers alleged that he engaged in an unsuitable options trading strategy that caused significant losses. A 2024 complaint alleges $761,000 in losses related to the options trading.

Curtis Wilson has been registered with CreativeOne Wealth from January 2021 to the present. He works in Tulsa, Oklahoma.

Israels & Neuman has represented thousands of investors in the past, including investors in Oklahoma. We represent clients in all 50 states.

Curtis Wilson’s BrokerCheck Report can be found HERE

If you lost money with Curtis Wilson, or CreativeOne Wealth, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

CANONSBURG, PENNSYLVANIA Did you lose money with financial advisor Christopher Reynolds, formerly with Pruco Securities in Canonsburg, Pennsylvania? The securities fraud law firm of Israels & Neuman is reviewing claims made by FINRA against this advisor. FINRA barred him from the securities industry in August 2024.

FINRA alleged that Christopher Reynolds forged client signatures for three customers on 11 documents. He allegedly did so for at least two customers without authorization or knowledge of the clients. He also made recommendations to withdraw money from annuities in violation of Regulation Best Interest, according to FINRA’s complaint.

From September 2021 to January 2023, Christopher Reynolds was a representative of Pruco Securities. He was also previously licensed with Wesbanco Securities. He worked in a Canonsburg, Pennsylvania office.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in Pennsylvania. We also have previously represented thousands of investors against dozens of securities brokerage firms around the country.

VIEW FINRA AWC HERE. VIEW BROKERCHECK REPORT HERE.

If you lost money with Christopher Reynolds or Pruco Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

WESTLAKE VILLAGE, CALIFORNIA Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor.

According to FINRA’s (Financial Industry Regulatory Authority) BrokerCheck, Miller has been the subject of three customer complaints, all of which were made since July 2023. Two of the complaints allege that he sold unsuitable private investments, including PIPES (which are private investments in public equity). One of these complaints has been filed with FINRA, while the other two have not.

From January 2014 to the present, Spencer Marc Miller has been a representative of Merrill Lynch. He worked in a Westlake Village, California office.

Israels & Neuman has offices in Denver CO, Phoenix AZ, Seattle WA, and Ann Arbor, MI. Our firm represents investors in all 50 states.

View BrokerCheck Report HERE.

If you lost money with Spencer Miller or Merrill Lynch, please Contact Us at 206-795-5798 for a free evaluation of your case.

PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database.

Mr. Brickman voluntarily resigned from Pruco Securities while he was under an internal investigation for accepting checks from a client. That led to the FINRA investigation. After he failed to respond to FINRA’s investigation, he was barred.

Brickman was registered with Pruco Securities from May 2018 to August 2023. He worked in Paramus, New Jersey and was also the subject of a June 2023 customer complaint.

Israels & Neuman has recovered millions of dollars for investors in the past and have represented numerous investors in New Jersey.

FINRA AWC can be found HERE BrokerCheck Report can be found HERE

If you lost money with Michael Brickman, or Pruco Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

Have you invested with financial advisor Chun Elmejjad from Falls Church, Virginia? Our law firm is looking into allegations made against this advisor, who was fired by Equitable Advisors (previously known as AXA Advisors) in November 2023, according to FINRA’s BrokerCheck.

Chun Suk Elmejjad had held a securities license with the brokerage firm from 1995 to November 2023. FINRA’s BrokerCheck reveals that she was terminated for “violating company policy by accepting a loan and an investment from a client in connection with an undisclosed and unapproved outside business activity”. Generally, financial advisors cannot accept loans from clients, with limited exceptions.

Brokerage firms are required to have written supervisory and compliance procedures, under securities rules and regulations to supervise their advisors. If Equitable Advisors failed to reasonably supervise Elmejjad, it may be liable for customer losses.

Our firm has represented numerous investors in FINRA Arbitration throughout Virginia and have sued dozens of brokerage firms in the past.

View BrokerCheck report here.

If you lost money with Chun Elmejjad or Equitable Advisors, please Contact Us at 206-795-5798 for a free evaluation of your case.

Robert Wolfe was with Cetera Advisor Networks from November 2017 to June 2020. He was also with Girard Securities from 2009 to November 2017 and with Goldman Sachs from July 2020 to the present. He has worked at branch offices in Fort Lauderdale, Florida.

Brokerage firms like Cetera Advisor Networks have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Wolfe BrokerCheck Report

If you lost money with Robert Wolfe, Cetera Advisor Networks, or Girard Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Jeffrey Dampf was with PFS Investments (Primerica) from 2009 to September 2021. He has worked at branch offices in Totowa, New Jersey.

Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against PFS Investments (Primerica).

View J. Dampf BrokerCheck Report

If you lost money with Jeffrey Dampf or PFS Investments, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Joshua Helmle was with Integrity Brokerage Services from 2002 to December 2020. He has worked at branch offices in Monterey Park, California. Helmle was also terminated by Integrity Brokerage Services and he was also barred by FINRA in 2020.

Brokerage firms like Integrity Brokerage Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Helmle BrokerCheck Report

If you lost money with Joshua Helmle or Integrity Brokerage Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.