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        <title><![CDATA[FINRA attorney - Israels & Neuman, PLC]]></title>
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        <description><![CDATA[Israels & Neuman, PLC's Website]]></description>
        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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            <item>
                <title><![CDATA[Michael Siek of Aegis Capital Subject of Complaints]]></title>
                <link>https://www.israelsneuman.com/blog/michael-siek-aegis-capital-complaints/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Wed, 05 Feb 2025 16:52:27 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Arbitration attorney]]></category>
                
                    <category><![CDATA[Complaints against Michael Siek]]></category>
                
                    <category><![CDATA[FINRA attorney]]></category>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Michael Siek advisor at Aegis Capital]]></category>
                
                    <category><![CDATA[New York]]></category>
                
                    <category><![CDATA[NY]]></category>
                
                    <category><![CDATA[unsuitable investment complaints]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2025/02/052129674-close-businessperson-inspectin-COMPRESSED.jpeg" />
                
                <description><![CDATA[<p>New York, NY Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office. Michael Siek has been the subject of six customer complaints, two of which were made in&hellip;</p>
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<h6 class="wp-block-heading"><strong>New York, NY</strong></h6>


<p>
Have you lost money with financial advisor Michael Siek of New York, New York?  This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office.</p>


<p>Michael Siek has been the subject of six customer complaints, two of which were made in 2024.  The 2024 complaints alleged that he recommended unsuitable stocks to his customers.  The complaints were made in Iowa and southern California prior to being filed in FINRA arbitration.</p>


<p>FINRA Rule 2111 states that advisors must make <a href="/failure-to-supervise/" rel="noopener" target="_blank">suitable investment recommendations</a>, based on the customer’s risk tolerance, investment objectives, age, and other factors.  Failure to follow Rule 2111 could make Siek and/or Aegis Capital Corp. responsible for financial damages.</p>


<p>Israels & Neuman PLC is a securities and investment fraud law firm that represents investors throughout the nation.  We have also sued dozens of different brokerage firms in the past, including Aegis Capital Corp.</p>


<p>Michael Siek’s BrokerCheck report can be found <a href="https://brokercheck.finra.org/individual/summary/2072767" rel="noopener noreferrer" target="_blank">HERE</a>
</p>


<h2 class="wp-block-heading">If you lost money with Michael Siek or Aegis Capital Corp., contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at <a title="Call via Elevate">(616) 280-4303</a> or <a title="Call via Elevate">(206) 795-5798</a> for a Free evaluation of your case.</h2>


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            <item>
                <title><![CDATA[Robert Dechick of D.H. Hill Securities Subject of Complaints]]></title>
                <link>https://www.israelsneuman.com/blog/robert-dechick-dh-hill-securities-complaints/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Mon, 03 Feb 2025 22:22:47 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Arbitration attorney]]></category>
                
                    <category><![CDATA[Clermont]]></category>
                
                    <category><![CDATA[complaints]]></category>
                
                    <category><![CDATA[DH Hill Securities]]></category>
                
                    <category><![CDATA[FINRA attorney]]></category>
                
                    <category><![CDATA[Florida]]></category>
                
                    <category><![CDATA[Robert Dechick]]></category>
                
                    <category><![CDATA[securities arbitration]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2024/06/049629484-broken-piggy-compressed.jpg" />
                
                <description><![CDATA[<p>CLERMONT, FLORIDA Have you invested in REITs through D.H. Hill Securities? Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009. Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023. The&hellip;</p>
]]></description>
                <content:encoded><![CDATA[

<p><strong>CLERMONT, FLORIDA</strong></p>


<p>Have you invested in REITs through D.H. Hill Securities?  Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009.</p>


<p>Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023.  The two recent complaints both allege that Dechick recommended unsuitable investments in real estate investments, and one of the two complaints also complains about an equipment leasing investment.  Both complaints are still pending.</p>


<p>Robert Dechick has worked in Clermont, Florida and has been in the securities industry since 2000.  He is also affiliated with D.H. Hill Advisors, an investment advisory firm that is affiliated with D.H. Hill Securities.</p>


<p>You can see Robert Dechick’s BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/4152582" rel="noopener noreferrer" target="_blank">HERE</a>.
</p>


<h2 class="wp-block-heading">If you lost money with Robert Dechick, D.H. Hill Securities or in real estate investments, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at <a title="Call via Elevate">(616) 280-4303</a> or <a title="Call via Elevate">(206) 795-5798</a> for a Free evaluation of your case.</h2>


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            <item>
                <title><![CDATA[ROBERT LORENTE of Great Point Capital Subject of REIT Complaint]]></title>
                <link>https://www.israelsneuman.com/blog/robert-lorente-great-point-capital-reit-complaint/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Wed, 27 Dec 2023 20:14:13 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Israels & Neuman,PLC]]></category>
                
                
                    <category><![CDATA[advisor Robert Lorente of Concorde Investment Services]]></category>
                
                    <category><![CDATA[bad REIT investments]]></category>
                
                    <category><![CDATA[complaints financial advisor Robert Lorente]]></category>
                
                    <category><![CDATA[FINRA attorney]]></category>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Robert Gerald Lorente REIT Complaints]]></category>
                
                    <category><![CDATA[Robert Lorente advisor Cambridge Investment Research]]></category>
                
                    <category><![CDATA[Robert Lorente Great Point Capital]]></category>
                
                    <category><![CDATA[Robert Lorente in Livonia Michigan]]></category>
                
                    <category><![CDATA[Robert Lorente of Aurora Securities]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2024/04/investigation-compressed-1.jpeg" />
                
                <description><![CDATA[<p>Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of&hellip;</p>
]]></description>
                <content:encoded><![CDATA[

<h1 class="wp-block-heading"><strong>Robert Lorente, Formerly with Great Point Capital, Subject of Complaint</strong></h1>


<p>
<strong><em>LIVONIA, MICHIGAN     </em></strong>Have you invested with Robert Lorente from Livonia, Michigan?  The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital.</p>


<p>Lorente was a registered representative of Great Point Capital from January 2019 to December 2020 in Livonia, Michigan.  The complaint alleges that Lorente made <a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank"><strong>unsuitable recommendations</strong></a> to invest in three real estate investment trusts (REITs).  These <strong><a href="/practice-areas/advisor-negligence-and-fraud/non-traded-reits/" rel="noopener" target="_blank">REIT investments</a></strong> purportedly lost $250,000.  The complaint is still pending in FINRA arbitration.</p>


<p>Besides his affiliation with Great Point Capital, Robet Gerald Lorente has also been affiliated with Aurora Securities, Concorde Investment Services, and Cambridge Investment Research.  In addition to this recent complaint, Lorente was also the subject of a 2021 complaint involving REITs, which settled for $12,000.</p>


<p>Our law firm represents investors in <strong><a href="https://www.finra.org/arbitration-mediation" rel="noopener noreferrer" target="_blank">FINRA Arbitration and Mediation</a></strong> throughout the country, including investors in Michigan.  Aaron Israels grew up in Holland, Michigan and is licensed to practice law in Michigan.</p>


<p><strong>View BrokerCheck report <a href="https://brokercheck.finra.org/individual/summary/1425180" rel="noopener noreferrer" target="_blank">HERE</a>. </strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Robert Lorente or Great Point Capital, please <a href="/contact-us/" rel="noopener" target="_blank">Contact Us</a> at 206-795-5798 for a free evaluation of your case.</strong></h2>


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            <item>
                <title><![CDATA[RAY REESE of Money Concepts Capital Subject of Several COMPLAINTS]]></title>
                <link>https://www.israelsneuman.com/blog/ray-reese-money-concepts-capital-complaints/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/ray-reese-money-concepts-capital-complaints/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Wed, 14 Jun 2023 17:55:53 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[FINRA attorney]]></category>
                
                    <category><![CDATA[Israels Neuman lawsuits]]></category>
                
                    <category><![CDATA[Money Concepts Capital]]></category>
                
                    <category><![CDATA[Ray Reese advisor complaints]]></category>
                
                    <category><![CDATA[Ray Reese Farmington MO]]></category>
                
                    <category><![CDATA[recover investment losses]]></category>
                
                
                
                <description><![CDATA[<p>Ray Reese, with Money Concepts Capital, Subject of Several Complaints FARMINGTON, MISSOURI Have you invested with stockbroker Ray Reese in Farmington, Missouri? The investment fraud and FINRA arbitration law firm of Israels & Neuman is looking into claims made against Ray Reese, with Money Concepts Capital. Ray Reese has been the subject of seven customer&hellip;</p>
]]></description>
                <content:encoded><![CDATA[
<h1 class="wp-block-heading" id="h-ray-reese-with-money-concepts-capital-subject-of-several-complaints"><strong>Ray Reese, with Money Concepts Capital, Subject of Several Complaints</strong></h1>



<p>
<strong> </strong><strong>FARMINGTON, MISSOURI</strong>
<strong> </strong>Have you invested with stockbroker Ray Reese in Farmington, Missouri? The investment fraud and FINRA arbitration law firm of Israels & Neuman is looking into claims made against Ray Reese, with Money Concepts Capital.  Ray Reese has been the subject of seven customer complaints, including four of which have been made since 2020.</p>



<p>According to BrokerCheck, a complaint was filed in May 2023 alleging that Reese breached his fiduciary duty and made unsuitable investment recommendations in connection with investments in <a href="/practice-areas/advisor-negligence-and-fraud/non-traded-reits/" rel="noopener" target="_blank">real estate and private placements</a>.  The real estate and private placement investments allegedly lost $450,000.</p>



<p><a href="https://www.finra.org/rules-guidance/rulebooks/finra-rules/2111" rel="noopener noreferrer" target="_blank">FINRA Rule 2111</a> states that stockbrokers must make investment recommendations that are suitable for the customer considering their age, risk tolerance, investment objectives, and other factors.  Failure to abide by FINRA’s suitability rules can subject the broker and his/her firm to liability for losses.</p>



<p>Our law firm has previously sued Money Concepts Capital, and we previously have represented investors in Missouri.
</p>



<p><strong>View Reese, r BrokerCheck 6.12.23</strong></p>



<h3 class="wp-block-heading" id="h-if-you-lost-money-with-ray-reese-or-money-concepts-capital-contact-the-law-firm-of-israels-amp-neuman-at-206-795-5798-for-a-free-evaluation-of-your-case">If you lost money with Ray Reese or Money Concepts Capital, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</h3>
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