Allegations Against Carl Latz

FINRA BrokerCheck discloses whether customers have made complaints against a financial advisor.  According to BrokerCheck, Mr. Latz has been the subject of a customer complaint, which was made in August 2026.  The complaint alleges that he recommended speculative oil and gas investments during 2024 and caused up to $500,000 in losses.   The investment also allegedly involved futures funds.

Background on Carl Latz

Carl Latz has been licensed with Texas Securities since 2010 at a Carrollton, Texas office.  He is also the subject of two civil judgments against him in 2008 and 2009.   

Can Texas Securities Be Responsible for Their Advisors’ Conduct?

Under FINRA Rule 3110, broker-dealers like Texas Securities must reasonably supervise the activity of its advisors.  The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Helps Victims of Investment Fraud Recover Money in Texas

We represent investors throughout the United States as well as Texas, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.    If you were a client of Carl Latz and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Latz’s BrokerCheck Report

Contact Israels & Neuman for a Free and Confidential Consultation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form online to learn more about your rights. We have experience representing Texas investors and are ready to help you recover the money you deserve.