J. Brian Glaze of LPL Unsuitable Investment Complaints

Israels & Neuman, PLC — Tue, 07 Jan 2025 16:13:22 GMT

Graham, North Carolina

Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina.

According to BrokerCheck, he has been the subject of two customer complaints since 2023. Both complaints allege unsuitable recommendations to invest in structured notes. A 2023 case already settled for $250,000, and a 2024 complaint is still pending. The most recent complaint making allegations regarding structured notes was made in June 2024.

J. Brian Glaze was a representative of LPL Financial in Graham, North Carolina from 2012 to September 2022. He is currently registered with Avantax Investment Services since September 2022.

Israels & Neuman has represented thousands of investors in the past, including investors in North Carolina. We currently represent dozens of investors who lost money in structured notes against LPL Financial.

J. Brian Glaze’s BrokerCheck Report can be found HERE

If you lost money with J. Brian Glaze (Joseph Brian Glaze) or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

JASON COOK of Berthel Fisher Subject of COMPLAINTS

Israels & Neuman, PLC — Thu, 06 Jul 2023 21:05:15 GMT

Jason Cook, with Berthel Fisher & Company, Subject of Three Complaints

GRAHAM, NORTH CAROLINA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Jason Cook, with Berthel Fisher & Company. Jason Cook, who worked in an office in Graham, North Carolina, has been the subject of three customer complaints, all of which were made since December 2021. The most recent complaint alleges that Cook sold unsuitable investments in oil and gas, as well as real estate. The complaint did not specify how much money was lost in the real estate and oil and gas investments. The two other complaints also dealt with real estate investments.

Jason Cook had been licensed with Berthel Fisher & Company since January 2006. He works in Graham, North Carolina.

Berthel Fisher & Company is a FINRA member firm and must follow FINRA rules, including FINRA Rule 2111 which requires suitable investment recommendations. They also must reasonably supervise their representatives pursuant to FINRA Rule 3110.

Israels & Neuman is a securities arbitration and investment fraud law firm that represents investors all over the country, including investors throughout North Carolina. We have represented over one thousand investors in FINRA arbitration claims, including claims against Berthel Fisher & Company.

View Cook, j BrokerCheck 7.6.23