insurance - Israels & Neuman, PLC

DAVID BURKE of FBL Marketing Services is BARRED

Israels & Neuman, PLC — Sat, 01 Jun 2024 16:09:57 GMT

David Burke Formerly with FBL Marketing Services Barred

OMAHA, NE Are you a former customer of David Burke in Omaha, Nebraska? Our firm is reviewing claims made against this advisor, who was formerly a representative of FBL Marketing Services. FINRA began its investigation after he was “discharged” by FBL Marketing Services in September 2023 for applying written and electronic signatures on insurance forms without the consent or knowledge of the client.

David Burke had been licensed with FBL Marketing Services from 1992 to September 2023. He worked in Omaha, Nebraska and has also been the subject of seven tax liens since 2018.

FBL Marketing Services is a FINRA member firm and must sufficiently monitor the acts of its representatives . If the firm fails to do so, it could be responsible for investor losses. Our law firm has recovered millions of dollars for investors in the past, including investors in Nebraska.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with David Burke, or FBL Marketing Services, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

SCOTT ROSLONOWSKI of Ameriprise Subject of COMPLAINTS

Israels & Neuman, PLC — Tue, 31 Oct 2023 20:58:31 GMT

Scott Roslonowski with Ameriprise Financial Services Subject of Complaints

INDIAN HARBOUR BEACH, FLORIDA

Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009.

Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in March 2023, and the other made in July 2023. Both complaints allege that he recommended unsuitable investments in real estate investments, and both also complain about variable annuities and insurance. The complaints are still pending with FINRA.

Scott Roslonowski worked in Indian Harbour Beach, Florida and has been in the securities industry since 2004. He is also registered as an investment advisory representative for Ameriprise.

VIEW BROKERCHECK REPORT HERE.

If you lost money with Scott Roslonowski, Ameriprise Financial Services, or in real estate investments, please Contact Us at (206) 795-5798 for a free evaluation of your case.

RONALD SAGASSER of Western and Southern Life Insurance is BARRED

Israels & Neuman, PLC — Fri, 07 Jul 2023 20:53:56 GMT

Ronald Sagasser, Formerly with Western and Southern Life Insurance, Barred from Securities Industry

MIAMISBURG, OHIO

Have you invested with advisor Ronald Sagasser in Miamisburg, Ohio? Our investment fraud law firm is looking into claims made against Ronald Sagasser. He was recently barred by FINRA from the securities industry because he failed to respond to a FINRA investigation. The investigation started when Sagasser was fired by W&S Brokerage Services (an affiliate of Western and Southern Life Insurance) in June 2022 for borrowing money from an insurance client and creating and signing a promissory note with that client.

Ronald Sagasser had been a broker with W&S Brokerage Services from May 2018 to June 2022. He worked in Miamisburg, Ohio.

Under FINRA’s rules, including Rule 8210, Ron Sagasser must respond to FINRA investigations. Likewise, W&S Brokerage Services must adequately monitor the conduct of its advisors. If it failed to adequately supervise their advisors, the firm could be responsible for financial losses.

Israels & Neuman is an investment fraud and securities arbitration law firm that has represented over 1,000 investors in the past. We represent investors throughout the country, including in Ohio.

View Sagasser, r FINRA AWC

View Sagasser, r BrokerCheck 7.7.23

If you lost money with Ronald Sagasser or Western and Southern Life Insurance, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.