MILTON, GEORGIA Have you invested with Matthew Stucke from Milton, Georgia? The investment fraud and securities arbitration law firm of Israels & Neuman is investigating claims made by former customers of this financial advisor.

According to FINRA, Stucke was a registered representative of Cambridge Investment Research from May 2020 to November 2022. He has been the subject of four customer complaints. The complaints allege investment losses in common and preferred stocks. Matthew Stucke has also been affiliated with Cetera Advisor Networks, Raymond James, and J.P. Morgan Securities.

Our law firm represents investors throughout the country, including investors in Georgia. We have represented investors against numerous brokerage firms and have recovered millions of dollars for our clients.

If you lost money with Matthew Stucke or Cambridge Investment Research, please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE.

COLORADO SPRINGS, COLORADO

Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson.

Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March 2022 in Colorado Springs, Colorado. He has been the subject of 19 customer complaints since January 2022, many of which allege that he made unsuitable investments in stocks and options. Nearly all of the cases have settled, but a July 2023 complaint is still pending.

Stockbrokers are subject to the rules of FINRA, the Financial Industry Regulatory Authority. One of these rules is FINRA Rule 2111, which provides that financial advisors make suitable investment recommendations to customers. The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Colorado. Attorney Aaron Israels has an office in Denver and is licensed to practice law in Colorado.

VIEW BROKERCHECK REPORT HERE

If you lost money with Andrew Schell or D.A. Davidson, please Contact Us at 720-599-3505 for a free evaluation of your case.

SAN GABRIEL, CALIFORNIA

Have you invested with Leo Chien from San Gabriel, California? Our securities arbitration law firm is reviewing claims made by former clients of Leo Li-Yuan Chien, with Cetera Investment Services.

Mr. Chien has been a registered representative of Cetera Investment Services since 2012 in San Gabriel, California. He has been the subject of five customer complaints, four of which have been made since 2021. Each of these recent complaints allege that he recommended unsuitable investments in non-traded REITs, or real estate investment trusts. Three of these cases settled for a combined $345,000, while the fourth case is still pending.

Licensed stockbrokers like Leo Li-Yuan Chien are subject to the rules of FINRA. FINRA Rule 2111 provides that financial advisors make suitable investment recommendations to customers. The brokerage firm and/or advisor can be liable if FINRA Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in California. We also have previously represented investors against Cetera Investment Services.

VIEW BROKERCHECK REPORT HERE.

If you lost money with Leo Chien or Cetera Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.

SEATTLE, WASHINGTON

Have you invested with Yong Chang from Seattle, Washington? Our securities arbitration law firm is reviewing claims made by clients of Yong Seok Chang, with Independent Financial Group.

Chang has been a representative of Independent Financial Group since 2008 in Seattle, Washington, as well as a company called U&T Financial. He has been the subject of two customer complaints since November 2021, both of which allege that Chang recommended unsuitable investments in non-traded REITs, or real estate investment trusts.

Financial advisors are subject to the rules of FINRA, the Financial Industry Regulatory Authority. One of these rules is FINRA Rule 2111, which provides that financial advisors make suitable investment recommendations to customers. The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Washington. Attorney David Neuman has an office in Seattle and is licensed to practice law in Washington.

VIEW BROKERCHECK REPORT HERE

If you lost money with Yong Chang or Independent Financial Group, please Contact Us at 206-795-5798 for a free evaluation of your case.

PALATINE, ILLINOIS

Have you invested with Stephen Sperling from Palatine, Illinois? Our investment fraud and securities arbitration law firm is reviewing claims made by a former client of Stephen J. Sperling, with Wintrust Investments. View his BrokerCheck Report HERE.

Sperling has been a registered representative of Wintrust Investments since 2007 in Palatine, Illinois. He has been the subject of three customer complaints since 2021 which allege recommendations of unsuitable investments in non-traded REITs, or real estate investment trusts. One complaint made in 2021 was denied by Wintrust Investments, but there are two pending complaints in FINRA arbitration filed in 2023 involving REITs recommended by Sperling.

Licensed stockbrokers are subject to the rules of FINRA, the Financial Industry Regulatory Authority. FINRA Rule 2111 provides that financial advisors must make suitable investment recommendations to customers. The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Illinois. Attorney David Neuman grew up in the western suburbs of Chicago and is licensed to practice law in Illinois. We have previously represented investors against Wintrust Investments.

If you lost money with Stephen Sperling or Wintrust Investments, please Contact Us at 206-795-5798 for a free evaluation of your case.