MML Investors Services - Israels & Neuman, PLC

DANIEL LAULETTA of MML Investors is BARRED

Israels & Neuman, PLC — Wed, 28 Jun 2023 16:23:49 GMT

Daniel Lauletta, formerly with MML Investors Services, Barred by Arkansas

CLEVELAND, OHIO

Did you invest with financial advisor, Daniel Lauletta of Cleveland, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by the Arkansas Securities Department, against Daniel Lauletta. Arkansas revoked his securities license regarding allegations that he breached his fiduciary duty to customers. In particular, Arkansas alleged that he advised two customers to liquidate securities to purchase unsuitable insurance products and annuities.

Daniel Lauletta had been affiliated with MML Investors Services from March 2017 to April 2022. He worked in a Cleveland, Ohio office. Lauletta has also been the subject of six customer complaints, and he was terminated by MML Investors Services after it learned of the Arkansas investigation.

MML Investors Services must reasonably supervise the activities of its representatives. The brokerage firm could be held liable for Lauletta’s conduct if it failed to reasonably supervise him.

Israels & Neuman PLC is an investment fraud law firm that represents investors all over the country in FINRA arbitration. We have represented numerous investors in Ohio in the past, and we have also had prior claims against MML Investors Services.

View Lauletta, d BrokerCheck 6.28.23

If you lost money with Daniel Lauletta or MML Investors Services, please Contact Us at 206-795-5798 for a free evaluation of your case.

KENAN BELL of MML Investors in Lynchburg, VA Fired

Israels & Neuman, PLC — Mon, 12 Jun 2023 17:20:20 GMT

Kenan Bell Fired MML Investors Services

LYNCHBURG, VIRGINIA

Did you invest with stockbroker Kenan Bell in Lynchburg, Virginia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kenan Bell. FINRA’s BrokerCheck discloses that he was discharged by MML Investors Services in June 2022.

BrokerCheck discloses that MML Investors Services discharged Bell regarding allegations that he did not follow company policy with respect to customer signatures on an account document. It is also revealed that Bell has been the subject of a customer complaint, where the customer alleges that Bell caused her to lose money in stocks.

Kenan Bell had been licensed with MML Investors Services from May 2019 to June 2022. Bell was also previously with Foreside Fund Services. Bell worked in Lynchburg, Virginia.

Financial advisors have obligations to follow FINRA Rules, including FINRA Rule 2111 which requires suitable investment recommendations. Brokerage firms must sufficiently supervise their financial advisors.

Israels & Neuman is an investment fraud and securities arbitration law firm that has represented thousands of investors in the past, including in cases against MML Investors Services. We represent investors throughout the country, including in Virginia.

View Bell, K BrokerCheck 6.12.23

If you lost money with Kenan Bell or MML Investors Services, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

HAYK PAPOYAN of MML Investors Under FINRA Investigation

Israels & Neuman, PLC — Sun, 28 Nov 2021 20:08:21 GMT

VAN NUYS, CALIFORNIA

Have you lost money with financial advisor Hayk Papoyan, formerly of MML Investors Services in Van Nuys, California? We are looking into allegations made against Hayk Papoyan. FINRA began investigating Papoyan regarding an alleged undisclosed brokerage account. Papoyan was also terminated in July 2021 by MML Investors Services regarding an undisclosed outside business activity.

Hayk Papoyan was a registered representative of MML Investors Services from 2004 to July 2021. He has worked at branch offices in Van Nuys, California.

Brokerage firms like MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

View Papoyan, H. BrokerCheck Report

If you lost money with Hayk Papoyan or MML Investors Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Investigation of EDGAR KLEYDMAN and AXA Advisors

Israels & Neuman, PLC — Sat, 16 Oct 2021 20:28:45 GMT

BROOKLYN, NEW YORK

Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold investments that were not approved by his former firm, AXA Advisors.

Edgar Kleydman was with AXA Advisors from December 2015 to December 2019. He was also with MML Investors Services from December 2019 to March 2020. He has worked at branch offices in Brooklyn, New York. Kleydman has also been the subject of three customer complaints.

Brokerage firms like AXA Advisors MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

If you lost money with Edgar Kleydman, AXA Advisors, or MML Investors Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Investigation of BRIAN REILLY of MML Investors

Israels & Neuman, PLC — Wed, 13 Oct 2021 19:38:03 GMT

WARREN, NEW JERSEY Have you lost money with financial advisor Brian Reilly, with formerly MML Investors Services in Warren, New Jersey? We are looking into allegations made against Brian E. Reilly. Reilly has been the subject of an internal investigation by MML Investors Services. Reilly was allowed to resign by MML Investors Services after he allegedly failed to provide true and non-misleading information during an internal review.

Brian Reilly was with MML Investors Services from January 2020 to September 2021. He was also with Pruco Securities from February 2019 to December 2019 and with Morgan Stanley from December 2015 to July 2017. He has worked at branch offices in Warren, New Jersey.

Brokerage firms like MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

Click to view Brian Reilly BrokerCheck Report

If you lost money with Brian Reilly or MML Investors Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.