We are investigating allegations made by FINRA, the FINRA, the Financial Industry Regulatory Authority, against Eric Carl Willer. FINRA suspended Willer from the securities industry for nine months. It was alleged that Willer recommended to 13 potential investors to purchase bonds in two private placements without having a reasonable basis to believe that the bonds were suitable for any investor.

Eric Carl Willer was a financial advisor and registered representative of Fusion Analytics Securities from August 2015 to June 2020. He worked at a branch office in Dallas, Texas. He was also affiliated with Kestra Investment Services from June 2020 to April 2021.

Brokerage firms like Fusion Analytics Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; Phoenix, Arizona; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click HERE to view Willer, E. BrokerCheck Report

Click HERE to view Willer FINRA AWC

If you lost money with Eric Willer or Fusion Analytics Securities, please Contact Us at 720-599-3505 for a free evaluation of your case.

Have you lost money with financial advisor Mark Chamberlain, formerly with First Allied Securities in Chesterton, Indiana? We are looking into allegations made by former customers of Mark W. Chamberlain. Chamberlain has been the subject of at least seven customer complaints. One of the complaints alleges misrepresentations related to the sales of private placements and limited partnerships.

Mark Chamberlain was with First Allied Securities from 2008 to May 2020. He was been with CapFinancial Partners from May 2020 to the present. He has worked at branch offices in Chesterton, Indiana.

Brokerage firms like First Allied Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Indiana. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against First Allied Securities.

Click to view M. Chamberlain BrokerCheck Report

If you lost money with Mark Chamberlain or First Allied Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Richard Allen has been with Woodbury Financial from June 2015 to the present. He has worked at branch offices in Alpine, Utah.

Brokerage firms like Woodbury Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Utah. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Woodbury Financial.

View R Allen BrokerCheck Report

If you lost money with Richard Allen or Woodbury Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.