GARDEN CITY, NEW YORK Did you lose money with financial advisor John Christoforidis, formerly with Spartan Capital Securities in Garden City, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Mr. Christoforidis. FINRA barred him from the securities industry when he failed to respond to a FINRA investigation in August 2024. FINRA was looking into allegations of potential sales violations by this advisor.

From July 2016 to August 2024, John Christoforidis was a representative of Spartan Capital Securities. He worked in a Garden City, New York office.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in New York. We also have previously represented thousands of investors against multiple securities brokerage firms around the country.

View FINRA AWC HERE. View BrokerCheck Report HERE.

If you lost money with John Christoforidis or Spartan Capital Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

NEW YORK, NY Have you invested money with financial advisor Joao Pinto, with Spartan Capital Securities in New York, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Joao A. Pinto. FINRA has suspended Pinto from the securities industry for three months.

According to FINRA’s AWC which was released in November 2023, Pinto allegedly excessively traded a customer’s account between January 2020 and June 2021. The customer lost $141,000 while Pinto generated over $83,000 in commissions. The account had a cost-to-equity ratio of 55%; this means that the account needed to generate a return of 55% just to break even from the costs of trading.

Joao Pinto was an affiliate of Spartan Capital Securities from October 2019 to the present. He worked in New York City. He was also the subject of a customer complaint in October 2022.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in New York. We also have previously represented over one thousand investors against dozens of securities brokerage firms around the country.

View FINRA AWC HERE View BROKER CHECK REPORT HERE

If you lost money with Joao Marc Pinto or Spartan Capital Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

John Lowry has been with Spartan Capital Securities from 2008 to the present. He has worked at branch offices in New York, New York.

Brokerage firms like Spartan Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view J. Lowry BrokerCheck Report

If you lost money with John Lowry or Spartan Capital Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Matthew Siliato was a financial advisor and registered representative of Wynston Hill Capital from December 2018 to June 2019 and worked with Craig Sherman. He was also with Spartan Capital Securities from January 2017 to November 2018. He worked at branch offices in New York, New York. Siliato has been the subject of seven customer complaints.

Brokerage firms like Wynston Hill Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

View M. Siliato BrokerCheck Report

View C. Sherman BrokerCheck Report

If you lost money with Matthew Siliato, Spartan Capital Securities, or Wynston Hill Capital, please Contact Us at 206-795-5798 for a free evaluation of your case.

Carlos Hurtado was a financial advisor and registered representative of Spartan Capital Securities from April 2018 to June 2021. He worked at a branch office in New York, New York.

Brokerage firms like Spartan Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

View FINRA AWC: Hurtado, C. FINRA AWC

View BrokerCheck: Hurtado, C. BrokerCheck 6.23.21

If you lost money with Carlos Hurtado or Spartan Capital Securities, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

Marc Reda has been a financial advisor and registered representative of Spartan Capital Securities from May 2016 to the present. He was also associated with PHX Financial. He worked at a branch office in New York, New York. Reda has been the subject of Twelve (12) customer complaints and was permitted to resign by PHX Financial in 2016.

Brokerage firms like Spartan Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York in the past. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past.

Click to view FINRA Complaint: Reda, Marc FINRA Complaint

Click to view BrokerCheck: Reda, Marc BrokerCheck 6.16.21

If you lost money with Marc Reda or Spartan Capital Securities, please CONTACT US at (720) 599-3505 or (206) 795-5798 for a free evaluation of your case.