MILTON, GEORGIA Have you invested with Matthew Stucke from Milton, Georgia? The investment fraud and securities arbitration law firm of Israels & Neuman is investigating claims made by former customers of this financial advisor.

According to FINRA, Stucke was a registered representative of Cambridge Investment Research from May 2020 to November 2022. He has been the subject of four customer complaints. The complaints allege investment losses in common and preferred stocks. Matthew Stucke has also been affiliated with Cetera Advisor Networks, Raymond James, and J.P. Morgan Securities.

Our law firm represents investors throughout the country, including investors in Georgia. We have represented investors against numerous brokerage firms and have recovered millions of dollars for our clients.

If you lost money with Matthew Stucke or Cambridge Investment Research, please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE.

PALM BEACH, FLORIDA

Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between November 2022 and August 2023. Costello also worked with Oppenheimer from August 2019 to November 2022.

Gary S. Costello’s BrokerCheck report (see link below) discloses that “the firm investigated various trade corrections and margin activity in [Costello’s] personal account as well as his clients accounts”. Costello has also been the subject of five customer complaints. The most recent complaint was filed against Oppenheimer, alleging over $2 million in losses. The Oppenheimer complaint makes allegations concerning stocks, corporate bonds, options, unit investment trusts (UITs), and master limited partnerships (MLPs).

Gary Costello had a duty to follow FINRA rules while working with Truist Investment Services and Oppenheimer. This includes FINRA Rule 2111, which requires that advisors make suitable investment recommendations. If that rule was violated, the firms could be liable for investment losses.

Israels & Neuman PLC is an investment fraud law firm with offices in Denver, Seattle, and Phoenix. We represent investors all over the country, including investors in Florida. Attorney Dave Neuman is licensed to practice law in Florida.

VIEW BROKERCHECK REPORT HERE

If you lost money with Gary Costello, Oppenheimer, or Truist Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.

COLORADO SPRINGS, COLORADO

Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson.

Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March 2022 in Colorado Springs, Colorado. He has been the subject of 19 customer complaints since January 2022, many of which allege that he made unsuitable investments in stocks and options. Nearly all of the cases have settled, but a July 2023 complaint is still pending.

Stockbrokers are subject to the rules of FINRA, the Financial Industry Regulatory Authority. One of these rules is FINRA Rule 2111, which provides that financial advisors make suitable investment recommendations to customers. The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Colorado. Attorney Aaron Israels has an office in Denver and is licensed to practice law in Colorado.

VIEW BROKERCHECK REPORT HERE

If you lost money with Andrew Schell or D.A. Davidson, please Contact Us at 720-599-3505 for a free evaluation of your case.

HAUPPAUGE, NEW YORK

Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges that he breached his fiduciary duty related to stocks and alleges $3.7 million in damages.

Jason J. Walsh had been a financial advisor and registered representative of Network 1 Financial Securities from May 2020 to May 2022. He now works with PHX Financial. He worked at a branch office in Hauppauge, New York. In addition to this complaint, Walsh has been the subject of two other complaints, as well as a tax lien.

If a financial advisor or brokerage firm makes an unsuitable investment recommendation to a customer, that customer may be able to sue the advisor and/or firm for financial losses. The suitability rule is governed by FINRA Rule 2111.

View Walsh, j BrokerCheck 7.9.23

If you lost money with Jason Walsh or Network 1 Financial Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

MELVILLE, NEW YORK

Have you lost money with financial advisor Keith D’Agostino of Melville, New York? Keith D’Agostino has been affiliated with Aegis Capital Corp. since October 2014 and worked in a Melville, New York office.

In June 2023, Keith D’Agostino was the subject of his sixth customer complaint, four of which have been made since 2022. The three most recent complaints make allegations regarding unsuitable stocks sold to customers, and a 2022 complaint takes issue with a private placement sold to a client.

FINRA Rule 2111 states that advisors like D’Agostino must make suitable investment recommendations, based on the customer’s risk tolerance, investment objectives, age, and other factors. Failures to follow Rule 2111 could make D’Agostino and/or Aegis Capital Corp. responsible for financial damages.

Israels & Neuman PLC is a securities and investment fraud law firm that represents investors throughout the nation, including in New York and New Jersey. We have also sued dozens of different brokerage firms in the past, including Aegis Capital Corp.

View D’Agostino, k BrokerCheck 7.7.23

If you lost money with Keith D’Agostino, or Aegis Capital Corp., please Contact Us at (206) 795-5798 for a free evaluation of your case.

GRAND RAPIDS, MICHIGAN

Are you a former client of stockbroker Michael Adinovich, formerly with Ameriprise Financial Services in Grand Rapids, Michigan? The FINRA Arbitration law firm of Israels & Neuman is looking into allegations regarding Michael Adinovich. FINRA suspended him indefinitely because he failed to respond to a FINRA investigation.

In February 2022, Ameriprise Financial Services discharged Adinovich over allegations related to order entry concerns over stocks, mutual funds, and ETFs (exchange traded funds), which led to the investigation.

From 2005 to February 2022, Michael Adinovich was an affiliate of Ameriprise Financial Services in a Grand Rapids, Michigan office. He was previously the subject of two customer complaints in 2002 and 2006.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in Michigan. Attorney Aaron Israels grew up in Holland, Michigan and still maintains his Michigan law license.

View Adinovich, m BrokerCheck 6.29.23

If you lost money with Michael Adinovich or Ameriprise Financial Services, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

LYNCHBURG, VIRGINIA

Did you invest with stockbroker Kenan Bell in Lynchburg, Virginia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kenan Bell. FINRA’s BrokerCheck discloses that he was discharged by MML Investors Services in June 2022.

BrokerCheck discloses that MML Investors Services discharged Bell regarding allegations that he did not follow company policy with respect to customer signatures on an account document. It is also revealed that Bell has been the subject of a customer complaint, where the customer alleges that Bell caused her to lose money in stocks.

Kenan Bell had been licensed with MML Investors Services from May 2019 to June 2022. Bell was also previously with Foreside Fund Services. Bell worked in Lynchburg, Virginia.

Financial advisors have obligations to follow FINRA Rules, including FINRA Rule 2111 which requires suitable investment recommendations. Brokerage firms must sufficiently supervise their financial advisors.

Israels & Neuman is an investment fraud and securities arbitration law firm that has represented thousands of investors in the past, including in cases against MML Investors Services. We represent investors throughout the country, including in Virginia.

View Bell, K BrokerCheck 6.12.23

If you lost money with Kenan Bell or MML Investors Services, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.