MIAMI, FLORIDA Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez.

According to FINRA’s BrokerCheck, he has been the subject of six customer complaints, five of which have been made within the last five years. A 2021 complaint alleges losses in a guaranteed investment contract (or GIC) issued by Northstar Bermuda. A 2023 complaint also alleges losses in the GIC recommended by Benitez, and a 2024 complaint alleges losses in annuities.

Suntrust Investment Services is a FINRA member firm and has obligations to perform due diligence on any products that it sells. If the investment was not properly vetted and caused investor losses, Suntrust Investment Services could be liable for customer losses.

Israels & Neuman represents investors throughout the country, including investors in Florida. Attorney David Neuman is licensed to practice law in Florida. We have sued numerous firms in the past, including Suntrust Investment Services (now Truist Investment Services).

BrokerCheck report can be found HERE

If you lost money with Raul Benitez, Northstar Bermuda, GICs, or Suntrust Investment Services, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

Stephen Berrocal has been with Suntrust Investment Services (now Truist) from 2013 to the present. He has worked at branch offices in Coral Gables, Florida.

Brokerage firms like Suntrust Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Suntrust Investment Services.

View S Berrocal BrokerCheck Report

If you lost money with Stephen Berrocal, Suntrust Investment Services, Truist, or Northstar, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

KISSIMMEE, FLORIDA – Have you lost money with financial advisor Luisa Gonzalez, formerly of Suntrust Investment Services and PNC Investments in Kissimmee, Florida? We are looking into allegations made against Luisa Gonzalez, who has been the subject of a customer complaint, which was filed in 2021. The customer alleged that Gonzalez made an unsuitable investment recommendation which caused losses of over $100,000.00.

Luisa Gonzalez was a registered representative of Suntrust Investment Services from 2012 to March 2017. Gonzalez was also with PNC Investments from March 2017 to March 2019 and with The Leaders Group from September 2020 to the present. She has worked at branch offices in Kissimmee, Florida.

Brokerage firms like Suntrust Investment Services and PNC Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Suntrust Investment Services.

Click to view BrokerCheck: Gonzalez, Luisa BrokerCheck 6.15.21

If you lost money with Luisa Gonzalez or Suntrust Investment Services, contact the Law Firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.