Allegations Against Bradley Carrier

According to FINRA’s BrokerCheck, Synergy Investment Management fired Bradley Carrier in November 2025.  BrokerCheck discloses that he allegedly “directed non-clients to an outside investment opportunity, in violation of Firm policy”.

The report does not further disclose details about the outside investment.  However, generally licensed advisors are required to disclose all outside business activities to their firms.

History on Bradley Carrier

Bradley Carrier was licensed with Synergy Investment Management from April 2025 to November 2025 in Altamonte Springs, Florida.  He was also licensed with LPL Financial from April 2025 to December 2025. 

Can Synergy Investment Management or LPL Financial Be Responsible for Customer Losses?

FINRA Rule 3110 requires securities brokerage firms like LPL Financial to adequately supervise the activity of its advisors.  LPL Financial and Synergy Investment Management could be responsible for investor losses if it failed to reasonably supervise him.

Israels & Neuman Law Firm Represents Investors in Florida

We represent investors throughout the United States as well as Florida, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.  We have represented investors in Florida in the past  and Attorney David Neuman is licensed to practice law in Florida.  If you were a client of Bradley Carrier and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Carrier’s BrokerCheck Report

Contact Us for a Free Case Evaluation

Call Israels & Neuman today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights.