GREGORY CORRIE of Cambridge Investment is BARRED

Israels & Neuman, PLC — Thu, 22 Aug 2024 18:05:29 GMT

Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry

BOISE, IDAHO Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho.

In August 2024, he was barred by FINRA after he refused to respond to an investigation. FINRA was investigating Mr. Corrie after he was terminated by his brokerage firm, Cambridge Investment Research, in February 2023. The brokerage firm terminated him regarding allegations of “excessive use of UIT [Unit Investment Trust] products”, and later updated his disclosures, stating that Corrie made “remediation payments related to the trading activity”.

Gregory Corrie was registered with Cambridge Investment Research from January 2020 to March 2023. He also previously worked with Cetera Advisors and worked in Boise, Idaho. In addition, he was the subject of two tax liens in 2011 and 2013 respectively.

Israels & Neuman has represented thousands of investors in the past, including numerous investors in Idaho. Our firm has successfully sued many brokerage firms throughout the country.

VIEW FINRA AWC HERE VIEW BROKERCHECK REPORT HERE

If you lost money with Gregory Corrie, or Cambridge Investment Research, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

GARY COSTELLO of Truist Investment is FIRED

Israels & Neuman, PLC — Thu, 02 Nov 2023 16:39:42 GMT

Gary Costello Fired by Truist Investment Services

PALM BEACH, FLORIDA

Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between November 2022 and August 2023. Costello also worked with Oppenheimer from August 2019 to November 2022.

Gary S. Costello’s BrokerCheck report (see link below) discloses that “the firm investigated various trade corrections and margin activity in [Costello’s] personal account as well as his clients accounts”. Costello has also been the subject of five customer complaints. The most recent complaint was filed against Oppenheimer, alleging over $2 million in losses. The Oppenheimer complaint makes allegations concerning stocks, corporate bonds, options, unit investment trusts (UITs), and master limited partnerships (MLPs).

Gary Costello had a duty to follow FINRA rules while working with Truist Investment Services and Oppenheimer. This includes FINRA Rule 2111, which requires that advisors make suitable investment recommendations. If that rule was violated, the firms could be liable for investment losses.

Israels & Neuman PLC is an investment fraud law firm with offices in Denver, Seattle, and Phoenix. We represent investors all over the country, including investors in Florida. Attorney Dave Neuman is licensed to practice law in Florida.

VIEW BROKERCHECK REPORT HERE

If you lost money with Gary Costello, Oppenheimer, or Truist Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.