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        <title><![CDATA[William King unsuitable OTC investments - Israels & Neuman, PLC]]></title>
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        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[Complaints Against WILLIAM KING of Merrill Lynch]]></title>
                <link>https://www.israelsneuman.com/blog/complaints-william-king-merrill-lynch/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Thu, 02 Mar 2023 20:19:47 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[advisor Bill King Complaints]]></category>
                
                    <category><![CDATA[Bill King Merrill Lynch]]></category>
                
                    <category><![CDATA[William King investment fraud New York]]></category>
                
                    <category><![CDATA[William King unsuitable OTC investments]]></category>
                
                
                
                <description><![CDATA[<p>William King (Bill King), with Merrill Lynch, Subject of Several Complaints NEW YORK, NY Are you a former client of advisor William King also known as Bill King in New York, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against William King, who works for&hellip;</p>
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<h1 class="wp-block-heading" id="h-william-king-bill-king-with-merrill-lynch-subject-of-several-complaints"><strong> </strong><strong>William King (Bill King), with Merrill Lynch, Subject of Several Complaints</strong></h1>



<p>
<strong>NEW YORK, NY</strong></p>



<p>Are you a former client of advisor William King also known as Bill King in New York, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against William King, who works for Merrill Lynch.</p>



<p>Bill King’s BrokerCheck report reveals that he has been the subject of nine customer complaints throughout his career, three of which have been made within the last year.  The three recent complaints allege investment losses in <a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank">OTC (over the counter) stocks</a>, options, and managed accounts.  The complaint involving managed accounts alleges investment losses of $600,000</p>



<p>William King also known as Bill King worked in offices in New York City, as well as Vero Beach, Florida and Chester, New Jersey.  He’s been with Merrill Lynch since 1985.</p>



<p>Merrill Lynch is a broker-dealer and a member of <a href="http://www.finra.org" rel="noopener noreferrer" target="_blank">FINRA</a>.  FINRA Rules require that Merrill Lynch adequately supervise their representatives, pursuant to FINRA Rule 3110.  If Merrill Lynch fails to comply with Rule 3110, it can be responsible for financial losses.</p>



<p>View King, w BrokerCheck 3.1.23</p>



<h2 class="wp-block-heading" id="h-if-you-lost-money-with-william-king-or-merrill-lynch-contact-the-law-firm-of-israels-amp-neuman-at-206-795-5798-for-a-free-evaluation-of-your-case"><strong>If you lost money with William King or Merrill Lynch, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>
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