Israels & Neuman, PLC Investigates Chang Vung, of Cetera Investment Services and Unsuitable Sales of REITs

 

FLUSHING, NEW YORK —  Have you lost money with financial advisor Chang Jen Vung, of Cetera Investment Services in Flushing, New York?  We are looking into allegations made against Chang Vung. Chang Vung has been the subject of two customer complaints, one of which was filed in 2021.  The recent complaints allege that Vung sold unsuitable real estate investments.  The real estate investment was alleged to have caused at least $5,000 in damages.

Chang Vung has been with Cetera Investment Services from 2007 to the present.   Vung has worked at branch offices in Flushing, New York.

Brokerage firms like Cetera Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Cetera Investment Services.

View Chang Jen Vung BrokerCheck Report

If you lost money with Chang Vung or Cetera Investment Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.