Robert Marquez Barred from Securities Industry
SMITHTOWN, NEW YORK
Did you invest with financial advisor Robert Marquez of Investment Network in Smithtown, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Robert Marquez also known as Bob Marquez. FINRA’s Disciplinary Database discloses in November 2023, that Bob Marquez was barred from the securities industry by FINRA.
FINRA began its investigation when Marquez was allegedly involved in pre-IPO private placement offerings. He refused to cooperate with FINRA’s investigation, which led to him being expelled from the securities brokerage industry.
Robert Marquez was registered with Investment Network from January 2017 to November 2023. He worked in Smithtown, New York.
Brokerage firms like Investment Network have to sufficiently monitor the conduct of their financial advisors. If they don’t, they could be liable for investor losses. Our law firm that has represented over 1,000 investors in the past, including numerous investors in New York.
FINRA AWC FOR R MARQUEZ CAN BE FOUND HERE
BROKERCHECK REPORT FOR R MARQUEZ CAN BE FOUND HERE
If you lost money with Bob Marquez, or Investment Network, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.