Robert Alegria of Morgan Stanley: Complaint Involving Corporate Bonds

Israels & Neuman, PLC

BrokerCheck, a website maintained by FINRA, has disclosed that financial advisor Robert Alegria and Morgan Stanley are the subject of a customer complaint that was filed in June 2025.  The customer alleged that Alegria made unsuitable investment recommendations and violated Regulation Best Interest (Reg BI) with respect to a securities-backed line of credit.  The alleged conduct occurred between 2014 and 2024 and allegedly involved corporate debt or bonds.

Who is Robert Alegria?

Robert Alegria has been a registered representative of Morgan Stanley since January 2015 and works in a Miami, Florida office.  He also previously worked with RBC Capital Markets.

Can Morgan Stanley be Held Liable for Losses?

Under FINRA Rule 3110, Morgan Stanley must reasonably supervise the activities of its registered representatives.  Morgan Stanley is also required to comply with Rule 2111, providing that investment recommendations are suitable for its customers.  Violations of these rules could lead to liability for a broker-dealer.

We Represent Investors in Florida

Our securities arbitration law firm represents investors throughout the country, including in Florida and the Miami area.  Attorney David Neuman is licensed to practice law in Florida.  If you were a client of Robert Alegria and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

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