Have you invested with financial advisor Kirt Carstens at CreativeOne Securities? Our securities arbitration law firm is looking into allegations involving Kirt Carstens, who worked in an Arnolds Park, Iowa office. Allegations Regarding Kirt Carstens’s BrokerCheck Report BrokerCheck discloses that Kirt Carstens has been the subject of five customer complaints. The most recent complaint was…
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The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations involving Nathan Goad and Stephen Patterson, who worked at J. Alden Associates in a Largo, Florida office. Allegations Regarding Nate Goad’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Nate Goad has been the subject of five customer…
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Israels & Neuman securities arbitration law firm is reviewing allegations made against Patrick Michael Carroll, who worked in a Cadillac, Michigan office. Allegations Against Patrick Michael Carroll and his Suspension FINRA investigated Mr. Carroll regarding allegations that he recommended variable annuity exchanges that caused clients to incur surrender fees across 88 annuity exchanges. FINRA alleged…
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Investors who worked with UBS Financial Services financial advisor David Walter Demarest (CRD# 4843128) in Lexington, Kentucky, should be aware of a newly disclosed customer dispute now pending against him. According to his FINRA BrokerCheck report, a customer has filed a FINRA arbitration claim alleging that Demarest and UBS recommended an unsuitable, high-risk investment strategy…
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Are you a former or current client of Josiah Jennings, formerly at Columbia Capital Securities? Our securities arbitration law firm is reviewing allegations made against Josiah D. Jennings, who worked in a Los Angeles office. Allegations Regarding Josiah Jennings’s Suspension FINRA investigated Jennings regarding allegations that he sold investments without providing prior notice to his…
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The law firm of Israels & Neuman, PLC is reviewing complaints and claims against Michael Christiansen of Coeur d’Alene, Idaho, who has been a representative with LPL Financial. Complaints Against Michael B. Christiansen Investors can review the disciplinary history of a financial advisor at www.brokercheck.finra.org. BrokerCheck discloses that Michael Christiansen has been the subject of…
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Israels & Neuman, a securities fraud and FINRA arbitration law firm, is looking into allegations involving former Morgan Stanley advisor Theodore William Byrer, who worked in Indianapolis, Indiana. Allegations Against Theodore William Byrer FINRA investigated Theodore Byrer regarding allegations that he engaged in an unsuitable options trading strategy with a client. It was further alleged…
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Were you a client of financial advisor Fabio De Andrade, with Merrill Lynch in Kansas City, Missouri? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this stockbroker, who is no longer registered with Merrill Lynch as of June 2026. What Are the Allegations Against Fabio…
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Did you lose money with financial advisor Frederick Hohensee of Abacus Investments in Oconomowoc, Wisconsin? Fred Hohensee was recently suspended for six weeks from the securities industry regarding allegations about structured notes that he sold. If you lost money in these investments, call Israels & Neuman PLC for recovery options. Allegations Regarding the Suspension In…
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Did you lose money with financial advisor John Davenport of Norwalk, Connecticut? The securities fraud law firm of Israels & Neuman is reviewing allegations made by the Connecticut Securities and Business Investments Division, against John Davenport. Allegations Against John Davenport Connecticut revoked John Davenport’s securities license for seven years regarding allegations that he violated duties…
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