Articles Posted in Investment Fraud

Former Truist Investment Services Broker Sloan Thompson Faces Over 30 Customer Complaints
Israels & Neuman, PLC

Did you suffer investment losses while working with Sloan Thompson, a former financial advisor with Truist Investment Services in Savannah, Georgia? You’re not alone. Our national investment fraud law firm, Israels & Neuman, PLC, is actively investigating allegations of misconduct and mismanagement involving Terry Sloan Thompson. According to publicly available records from FINRA’s BrokerCheck, Sloan…

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Top 100 WORST Performing Auto Callable Notes and Related Losses
Israels & Neuman, PLC

Auto-callable structured products have become a widespread but risky investment strategy. In the past four years alone, $122 billion worth of these structured products have been sold by major issuers like UBS, Goldman Sachs, JP Morgan, Citigroup, and Morgan Stanley. However, hidden within these products is a growing billion-dollar problem—massive investor losses due to flawed…

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17 Ways to Protect Yourself from Investment Fraud
Israels & Neuman, PLC

Investment fraud can happen to anyone—from first-time investors to seasoned professionals. As securities fraud lawyers at Israels & Neuman, PLC, we’ve seen countless cases where people lost significant savings simply because they trusted the wrong person or didn’t know what to look out for. Sadly, every day we receive heartbreaking calls from people who had…

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Former Raymond James Advisor William Conn Suspended by FINRA for Engaging in Discretionary Trading Without Written Authorization
Israels & Neuman, PLC

Did you lose money investing with William Joseph Conn, a former financial advisor with Raymond James and International Assets Advisory in San Francisco, California? If so, you may have the right to pursue a claim for investment losses. Israels & Neuman PLC is currently reviewing customer complaints and regulatory actions filed against Mr. Conn. According…

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Massive Losses in Autocallable Structured Notes
Israels & Neuman, PLC

HOW TO RECOVER YOUR LOSSES If you have lost money investing in autocallable structured notes or other types of structured products, please contact the securities and investment fraud law firm of Israels & Neuman today.  You may be able to recover some or all of your investment losses through securities arbitration.  Our experienced securities arbitration…

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Important Information About Autocallable Structured Notes and Products
Israels & Neuman, PLC

Our securities and investment fraud lawyers have handled many different cases involving structured products and can quickly determine if you are eligible to bring an arbitration case to try to recoup your losses.  If you have lost money investing in auto callable structured notes or other types of structured products, please call our office today. …

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Michael Lancaster of Edward Jones is Barred by FINRA
Israels & Neuman, PLC

LINCOLN, NEBRASKA Were you a client of financial advisor Michael Lancaster in Lincoln, Nebraska? Israels & Neuman is reviewing claims made by FINRA against this advisor, who had been an affiliate of Edward Jones from October 2018 to January 2024. In October of 2024, he was barred from the securities brokerage industry by FINRA when…

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Nicholas Stovall Resigns from Gradient Securities
Israels & Neuman, PLC

ST. PAUL and ARDEN HILLS MINNESOTA Have you invested with financial advisor Nicholas Stovall from St. Paul and Arden Hills, Minnesota? We are reviewing allegations made against this advisor.  According to BrokerCheck, a website maintained by FINRA, he was permitted to resign from Gradient Securities while under an internal investigation. BrokerCheck discloses that this advisor…

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How to Recover Investment Losses in Autocallable Structured Notes and Products
Israels & Neuman, PLC

If you have lost money investing in autocallable structured notes or other types of structured products, please call our office today.  You may be able to recover some or all of your investment losses through securities arbitration.  The securities and investment fraud lawyers at Israels & Neuman PLC have handled many cases involving structured products…

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David Jerke of LPL Financial Accused of Borrowing from Customers
Israels & Neuman, PLC

TACOMA, WASHINGTON Did you lose money investing with financial advisor David Jerke in Tacoma, Washington? Israels & Neuman is looking into claims made by FINRA against this advisor, who was previously affiliated with LPL Financial. Recently, he was kicked out of the securities brokerage industry by FINRA when he refused to cooperate with a FINRA investigation.…

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