DACULA, GEORGIA Have you lost money with financial advisor Eric Hollifield, formerly with LPL Financial in Dacula, Georgia? We are looking into allegations made against Eric Hollifield. Hollifield has been the subject of a recent customer complaint, alleging that Hollifield misappropriated or stole $1.24 million from the customer. Shortly after the complaint was filed, Hollifield…
Continue reading ›
SKIPPACK, PENNSYLVANIA Have you lost money with financial advisor Lee B. Taylor, formerly with Purshe Kaplan Sterling in Skippack, Pennsylvania? We are looking into allegations made against Lee Taylor. Taylor was barred from the securities industry after he failed to respond to a FINRA investigation. Lee Taylor was being investigated after he allegedly was involved…
Continue reading ›
TERRA HAUTE, INDIANA Have you lost money with financial advisor Elizabeth A. Sollars, formerly with Allstate Financial Services in Terra Haute, Indiana? We are looking into allegations made against Elizabeth or Beth Sollars. Sollars was barred from the securities industry after she failed to respond to a FINRA investigation. Beth Sollars was being investigated after…
Continue reading ›
HOLYOKE, MASSACHUSETTS Have you lost money with financial advisor Robert J. Boyer III, formerly with MML Investors Services in Holyoke, Massachusetts? We are looking into allegations made against Robert Boyer. Boyer was barred from the securities industry after he failed to respond to a FINRA investigation. Boyer was being investigated after he allegedly established multiple…
Continue reading ›
ALTOONA, WISCONSIN Have you lost money with financial advisor Michael Shillin? We are continuing to look into allegations made about Michael F. Shillin from Altoona, Wisconsin. Shillin is now the subject of a civil complaint by the SEC, alleging that he committed securities fraud. Earlier this year, Shillin as the subject of a complaint by…
Continue reading ›
CHICAGO, ILLINOIS Have you lost money with financial advisor David S. Wells, formerly with Fifth Third Securities in Chicago, Illinois? We are looking into allegations made against David Wells. Wells was barred from the securities industry after he failed to respond to a FINRA investigation. Wells was being investigated after he allegedly misappropriated funds from…
Continue reading ›
TINTON FALLS, NEW JERSEY Have you lost money with financial advisor Jerry Rice, formerly with Raymond James Financial in Tinton Falls, New Jersey? We are looking into allegations made against Jerry Rice. Rice was suspended from the securities industry by FINRA for eight months. Rice was alleged to have accepted $477,000 in gifts from a…
Continue reading ›WEST CHESTER, OHIO Have you lost money with financial advisor Ronald S. Daley, formerly with W&S Brokerage Services in West Chester, Ohio? We are looking into allegations made against Ronald Daley. Daley was barred from the securities industry after he failed to respond to a FINRA investigation. Daley was being investigated after he allegedly misappropriated…
Continue reading ›
OWASSO, OKLAHOMA Have you lost money with financial advisor Jason Paul Ward, formerly with International Assets Advisory in Owasso, Oklahoma? We are looking into allegations made against Jason Ward. Ward has been the subject of a recent customer complaint. The recent complaint alleges unsuitable investments in private placements and limited partnerships. The complaint alleges $100,000…
Continue reading ›
SHORT HILLS, NEW JERSEY Have you lost money with Michael Ackerman, and financial advisor James A. Seijas (CRD# 2392901) formerly of Wells Fargo Advisors in Short Hills, New Jersey? We are continuing to look into allegations of former customers related to James Seijas. Seijas’ former business partner, Michael Ackerman, pleaded guilty to fraud related to…
Continue reading ›
