Articles Posted in Investment Fraud

AUSTIN, TEXAS Have you lost money with financial advisor Dustin Goss, formerly with Park Avenue Securities and Edward Jones in Austin, Texas? The Securities and Investment fraud Law Firm of Israels & Neuman is looking into allegations made against Dustin Goss, who was recently terminated by Park Avenue Securities after he failed to respond to…

PITTSFIELD, MASSACHUSETTS Have you lost money with financial advisor Jason LaBelle of Pittsfield, Massachusetts? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jason C. LaBelle. In 2020, FINRA suspended LaBelle from the securities industry for three months and fined him $5,000. In 2021, FINRA barred LaBelle from the securities industry…

FLORHAM PARK, NEW JERSEY Have you lost money with financial advisor Stephen Carrione, formerly with Ameriprise Financial Services in Florham Park, New Jersey? The Investment Fraud Law Firm of Israels & Neuman is looking into allegations made against Stephen Carrione, who has been the subject of three customer complaints, one of which was filed within…

MINEOLA, NEW YORK Have you lost money with financial advisor Nigel R. James, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Nigel James. Nigel James has been the subject of recent investigation by FINRA. FINRA has been investigating James regarding allegations that he excessively traded or churned customer…

COLERAINE, MINNESOTA Have you lost money with financial advisor Dennis Fearing, formerly with Berthel Fisher in Coleraine, Minnesota? The Investment Fraud Law Firm of Israels & Neuman is looking into allegations made against Dennis Fearing, who has been the subject of three customer complaints, two of which were filed within the last year. The recent…

MINNEAPOLIS, MINNESOTA Have you lost money with financial advisor James Robert Reynolds, with Northland Securities in Minneapolis, Minnesota? The Investment Fraud Law Firm of Israels & Neuman is looking into allegations made against James “Jim” Reynolds, who has been the subject of two customer complaints, one of which was filed in 2021. The recent complaint…

Have you lost money investing in variable annuities through D.H. Hill Securities? We are currently investigating allegations made against D.H. Hill Securities, a Kingwood, Texas-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against D.H. Hill Securities, making allegations that it sold eight private placement offerings claiming an exemption under…

Israels & Neuman, PLC Investigates James Mariani, Formerly of National Securities Corp. and Now with Aegis Capital MINEOLA, NEW YORK — Have you lost money with financial advisor James J. Mariani, formerly of National Securities Corp. and now with Aegis Capital in Mineola, New York? We are looking into allegations made against James Mariani, who…

Israels & Neuman, PLC Investigates Chang Vung, of Cetera Investment Services and Unsuitable Sales of REITs FLUSHING, NEW YORK — Have you lost money with financial advisor Chang Jen Vung, of Cetera Investment Services in Flushing, New York? We are looking into allegations made against Chang Vung. Chang Vung has been the subject of two…

Israels & Neuman, PLC Helps Customers Recover Money Due to Sales of Unsuitable Private Placements BAYONNE, NEW JERSEY — Have you lost money with financial advisor Vincent Virga, of Madison Avenue Securities in Bayonne, New Jersey? We are looking into allegations made against Vincent Virga. Vincent Virga has been the subject of a customer complaint…