Complaints Against Texas Securities Advisor Carl Latz

The FINRA Arbitration law firm of Israels & Neuman is reviewing allegations made against Carl Latz, who worked at Texas Securities in Carrollton, Texas.

Allegations Against Carl Latz

FINRA BrokerCheck discloses whether customers have made complaints against a financial advisor. According to BrokerCheck, Mr. Latz has been the subject of a customer complaint, which was made in August 2026. The complaint alleges that he recommended speculative oil and gas investments during 2024 and caused up to $500,000 in losses. The investment also allegedly involved futures funds.

Background on Carl Latz

Carl Latz has been licensed with Texas Securities since 2010 at a Carrollton, Texas office. He is also the subject of two civil judgments against him in 2008 and 2009.

Can Texas Securities Be Responsible for Their Advisors’ Conduct?

Under FINRA Rule 3110, broker-dealers like Texas Securities must reasonably supervise the activity of its advisors. The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Helps Victims of Investment Fraud Recover Money in Texas

We represent investors throughout the United States as well as Texas, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of Carl Latz and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

View Latz’s BrokerCheck Report

Contact Israels & Neuman for a Free and Confidential Consultation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form online to learn more about your rights. We have experience representing Texas investors and are ready to help you recover the money you deserve.

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.