Complaints Against Vincent Pereira of Alexander Capital

The FINRA arbitration law firm of Israels & Neuman is reviewing allegations made against Vincent Pereira, who worked at Alexander Capital in New York City.

Allegations Against Vincent Pereira

FINRA’s BrokerCheck discloses whether customers have made complaints against a financial advisor. BrokerCheck discloses that Mr. Pereira has been the subject of six customer complaints, one of which was made in 2026. The 2026 complaint alleges $375,000 in losses from a pre-IPO investment and REIT (real estate investment trust) that he recommended.

Background on Vincent Pereira

Vincent Pereira had been licensed with Alexander Capital between February 2015 and October 2026 at a New York, New York office. He has been the subject of a 2015 tax lien, as well as six civil judgments against him.

Can Alexander Capital Be Responsible for Pereira’s Conduct?

Under FINRA Rule 3110, broker-dealers like Alexander Capital must reasonably supervise the activity of its advisors. The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Helps Victims of Securities Fraud Recover Money in New York

We represent investors throughout the United States as well as New York, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of Vincent Pereira and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

View Pereira’s BrokerCheck Report

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