Igor Harlap of UBS Financial Subject of Complaint

Did you invest in structured notes through Igor Harlap, also known as Gary Harlap, at UBS Financial Services? The investment fraud and securities law firm of Israels & Neuman is looking into allegations involving Igor Harlap, who worked in a Philadelphia, Pennsylvania office.

Customer Allegations Regarding Gary Harlap

In December 2025, a customer filed a FINRA arbitration matter against UBS Financial Services. According to BrokerCheck, the Claimants alleged that their advisor (Harlap) improperly recommended a concentrated position in structured notes and alternative investments. The customer alleged losses between $100,000 and $500,000.

Background on Igor Harlap

Igor or “Gary” Harlap has been licensed with UBS Financial Services since 1998 at a Philadelphia, Pennsylvania office. He was also the subject of another customer complaint in 2008 which resulted in a settlement of $1.75 million.

Can UBS Financial Services Be Responsible for Harlap’s Conduct?

Pursuant to FINRA Rule 3110, brokerage firms must adequately supervise the activity of its advisors. UBS Financial Services could be responsible for investor losses if it failed to reasonably supervise him.

Israels & Neuman Helps Investors in Pennsylvania

We represent investors throughout the United States, including Pennsylvania, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. We have represented numerous investors in Pennsylvania in the past. If you were a client of Gary Harlap and believe your financial advisor acted improperly, you may be entitled to recover losses through FINRA arbitration.

View Harlap’s BrokerCheck Report

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Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights.

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