The securities arbitration and investment fraud law firm of Israels & Neuman is looking into a regulatory complaint made by FINRA against Robert “Bob” Wayne Thompson, who previously worked for O.N. Equity Sales Company (or ONESCO) in Houston Hills, Texas. FINRA’s Allegations Regarding Robert Thompson FINRA recently barred Bob Thompson from the securities brokerage industry. …
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Did you invest with Gregory Weido, at PFS Investments, or Primerica Financial Services? Our securities arbitration law firm is looking into allegations involving Gregory Weido, who worked in a Satellite Beach, Florida office. Allegations Regarding Gregory Weido’s BrokerCheck Report According to FINRA, Gregory Weido was the subject of a customer complaint filed against PFS Investments,…
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Our securities arbitration law firm is looking into allegations involving David L. Long, Jr., who previously was a representative with Edward Jones and worked in Bellevue, Washington. His registration was terminated by Edward Jones in February 2026. Allegations Against David L. Long, Jr. According to FINRA’s BrokerCheck, Edward Jones fired David Long regarding “Concerns registered…
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Israels & Neuman PLC is looking into allegations involving Paul Sweeney of Edward Jones, who worked in Steubenville, OH. Allegations Regarding Paul Sweeney, Wealth Works LLC and Thrive Weight Loss Investments According to FINRA, Paul Sweeney, and a company called Wealth Works LLC, has been the subject of a customer complaint that was filed in…
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Were you a client of former UBS Financial Services advisor Javier Naselli in New York, New York? Israels & Neuman, a securities arbitration firm, is reviewing claims regarding Javier Adolfo Naselli, who had been registered with UBS Financial Services between 2011 and June 2024. Allegations Against Javier Adolfo Naselli FINRA’s BrokerCheck discloses that a customer…
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Israels & Neuman is looking into allegations against financial advisor, Sung Cho, who previously worked with Citigroup Global Markets and Ameriprise Financial Services in New York City. This advisor was recently barred from the securities industry for failing to respond to an investigation by FINRA. Allegations Against Sung Cho FINRA started its own investigation into…
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Gig Harbor, WA Israels & Neuman, a Seattle-based securities arbitration law firm, is reviewing claims regarding Robert Bruce Kersey, who was registered with Moloney Securities and Berthel Fisher between January 2013 and May 2026. Customer Allegations Regarding Robert Bruce Kersey Our firm has been in touch with a former client of Robert Kersey. The customer…
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Did you invest with financial advisor Alan Ngo from Freehold, New Jersey? Israels & Neuman is looking into claims against this advisor, who previously worked with PFS Investments (Primerica) in Freehold, New Jersey. He was recently barred from the securities industry after he failed to respond to an investigation by FINRA. Allegations Against Alan Ngo…
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Did you invest with Bradley Carrier, formerly at Synergy Investment Management and LPL Financial? The investment loss and securities arbitration law firm of Israels & Neuman is looking into allegations involving Bradley D. Carrier, who worked in Altamonte Springs, Florida. His registration was terminated by Synergy Investment Management in November 2025. Allegations Against Bradley Carrier…
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Did you lose money with Danish Rauf of U.S. Bancorp Investments in Des Plaines, Illinois? Call the securities and investment fraud law firm of Israels & Neuman at (720) 599-3505 to find out more about recovering investment losses. FINRA’s Allegations FINRA alleged that it initiated an investigation into Danish Rauf regarding allegations that he engaged…
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