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20
Aug

ALTON RANEY of LPL Financial Subject of Complaint for Excessive Commissions

Losses with Alton Raney of LPL Financial in Little Rock, AR
Alton Raney, Formerly of LPL Financial, Subject of Arkansas Securities Complaint LITTLE ROCK, ARKANSAS     Are you a former customer of Alton Raney, formerly with LPL Financial in Little Rock, Arkansas?  The securities and investment fraud law firm of Israels & Neuman  is reviewing allegations made by the Arkansas Securities Department against Alton B. Raney II. …
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20
Aug

CHRISTOPHER REYNOLDS of Pruco Securities FORGERY Complaints

Losses with Christopher Reynolds of Pruco Securities in Canonsburg, PA
Pruco Securities Stockbroker Christopher Reynolds Barred by FINRA CANONSBURG, PENNSYLVANIA     Did you lose money with financial advisor Christopher Reynolds, formerly with Pruco Securities in Canonsburg, Pennsylvania?  The securities fraud law firm of Israels & Neuman is reviewing claims made by FINRA against this advisor.  FINRA barred him from the securities industry in August 2024. FINRA …
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18
Aug

COURTNEY SMITH of Spire Securities is SUSPENDED by FINRA

Losses with Courtney Smith of Spire Securities in Bethesda, MD
Spire Securities Fires Advisor Courtney Smith BETHESDA, MARYLAND     Are you a former customer of financial advisor Courtney Smith from Bethesda, Maryland? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor.  She was fired by Spire Securities Financial Services in March 2024 after it was alleged that …
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16
Aug

LAWRENCE ROGER RICE of Centaurus Financial is BARRED by FINRA

Losses with Lawrence Roger Rice of Centaurus Financial in Lauderdale by the Sea, FL
Lawrence Rice Permitted to Resign by Centaurus Financial LAUDERDALE BY THE SEA, FLORIDA     Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida?  FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024.  He had been licensed …
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6
Aug

DEBRA MAE CARTER of KMS Financial Sentenced for PONZI Scheme

Losses with Debra Mae Carter of KMS Financial in Weatherford, TX
Former KMS Financial Advisor Debra Mae Carter Sentenced to Prison WEATHERFORD, TEXAS     Did you invest with Debra Mae Carter in Weatherford, Texas? She previously worked with KMS Financial, and was recently sentenced to life in prison for her role in William “Doc” Gallagher’s Ponzi scheme.  Over $30 million was stolen from victims in Gallagher’s scheme. …
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