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NEW YORK, NY  Have you lost money with financial advisor Todd F. Kling, with Joseph Stone Capital in New York, New York?  We are looking into allegations made against Todd Kling. Kling has been the subject of an investigation by FINRA.  FINRA is investigating whether Kling had been excessively trading or churning customer accounts. Todd …
Read More "TODD KLING of Joseph Stone Capital Involved in Excessive Trading Allegations"
NEW YORK, NY  Have you lost money with financial advisor Peter K. Janssen, with Katalyst Securities in New York, New York?  We are looking into allegations made against Peter Janssen. Janssen has been the subject of three customer complaints, one of which was filed within the last year.  The recent customer complaint alleges that Janssen …
Read More "PETER JANSSEN of Katalyst Securities Involved in Unsuitable Investment COMPLAINTS"
DULUTH, MINNESOTA  Have you lost money with financial advisor Paul Vizanko, formerly with Wells Fargo in Duluth, Minnesota?  We are looking into allegations made against Paul Vizanko. Vizanko was barred from the securities industry after he failed to respond to a FINRA investigation.  Vizanko was being investigated after he allegedly misappropriated funds from a customer. …
Read More "PAUL VIZANKO of Wells Fargo BARRED for Allegations of Misappropriating Customer Funds"
 RED BANK, NJ  Have you lost money with financial advisor Maxim Beliakov, with Garden State Securities in Red Bank, New Jersey?  We are looking into allegations made against Maxim Beliakov. Beliakov has been the subject of an investigation by FINRA.  FINRA was investigating whether Beliakov had been excessively trading or churning customer accounts.  To settle …
Read More "MAXIM BELIAKOV of Garden State Securities SUSPENDED and FINED for Excessive Trading in Customer Accounts"
 FAIRFIELD, NEW JERSEY  Have you lost money with financial advisor William Weisbrod, with Purshe Kaplan Sterling in Fairfield, New Jersey?  We are looking into allegations made against William Weisbrod. Weisbrod has been the subject of two customer complaints, one which was filed within the last year.  The recent complaint alleges an unsuitable investment in an …
Read More "WILLIAM WEISBROD of Purshe Kaplan Involved in $12 Million Unsuitable Investment COMPLAINT"
ELMSFORD, NY Have you lost money with financial advisor Adam G. Belardino of Elmsford, New York?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Adam Belardino.  FINRA barred Belardino from the securities industry after he failed to respond to an investigation.  Belardino was being investigated for selling …
Read More "UPDATE! Adam Belardino of MML and MetLife is Now BARRED"
MILLER PLACE, NEW YORK  Have you lost money with financial advisor Arthur Mel Coffey, with SW Financial in Miller Place, New York?  We are looking into allegations made against Arthur Coffey. Coffey has been the subject of an investigation by FINRA.  FINRA is investigating whether Coffey had been excessively trading or churning customer accounts.  Coffey …
Read More "ARTHUR MEL COFFEY Involved in Excessive Trading Investigation"
SCOTTSDALE, ARIZONA  Have you lost money with financial advisor Dale Ramsperger, formerly with Securities America in Scottsdale, Arizona?  We are looking into allegations made against Dale Ramsperger. Ramsperger was suspended from the securities industry by FINRA for five months. Ramsperger was alleged to have to recommended investments in promissory notes of a media company in …
Read More "WARNING- Investigation of DALE RAMSPERGER and Securities America"
MELVILLE, NY  Have you lost money with financial advisor Joseph Lianzo, formerly with Laidlaw & Company in Melville, New York?  We are looking into allegations made against Joseph Lianzo. Lianzo was suspended from the securities industry by FINRA for eight months.  Lianzo was alleged to have to have engaged in excessive trading, or churning. Joseph …
Read More "JOSEPH LIANZO of Laidlaw Involved in Excessively Trading Accounts"