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27
Dec

COMPLAINTS Against PEDRO ESCOBAR of Suntrust for GIC Sales

Losses with Pedro Escobar of Suntrust Investment Services in Miami, FL
 Pedro Escobar, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA Are you a current or former customer of advisor Pedro Escobar, who previously worked with Suntrust Investment Services in Miami, Florida?  We are reviewing claims made by a customer against Pedro Jose Escobar.  Suntrust Investment Services and Pedro Escobar are the subject of …
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27
Dec

JOHN TERZIS Barred For “Borrowing” Money From Elderly Client

Losses with John Terzis of LPL Financial in Skokie, IL
John Terzis, Formerly with LPL Financial, Barred by FINRA SKOKIE, ILLINOIS Have you lent money to financial advisor John Terzis from Skokie, Illinois?  Our law firm is reviewing allegations made by FINRA, against John N. Terzis.  FINRA barred Terzis from the securities industry after he “borrowed” money from a customer, in violation of FINRA Rules …
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21
Dec

COMPLAINTS Against DESIDERIO TORREZ of PFS INVESTMENTS

Losses with Desiderio Torrez of PFS Investments in San Diego, CA
Desiderio Torrez, Formerly with PFS Investments SAN DIEGO, CALIFORNIA Israels & Neuman is reviewing allegations made against financial advisor Desiderio Torrez, formerly with PFS Investments (Primerica Financial) in San Diego, California.  Our securities arbitration law firm is looking into a regulatory action that was initiated by FINRA against Desiderio Torrez.  Mr. Torrez was barred by …
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20
Dec

JOHN MATSON of LPL Financial is BARRED

Losses with John Matson of LPL Financial in Manhattan Beach, CA
 John Matson, Formerly with LPL Financial, Barred from Securities Industry Manhattan Beach, California  Have you lost money with advisor John Matson in Manhattan Beach, California? Israels & Neuman is looking into claims made against John N. Matson, who previously worked for LPL Financial.  A review of FINRA’s Disciplinary Database shows that Matson was expelled from …
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15
Dec

OFG FINANCIAL SERVICES Fined $45,000 For Supervision Failures

Losses with Paulson Investment Company and VRSP investments in Lake Oswego, OR
OFG Financial Services Fined by FINRA TOPEKA, KANSAS The Financial Industry Regulatory Authority (FINRA) recently fined one of its members and securities brokerage firms, OFG Financial Services.  OFG Financial Services is based out of Topeka, Kansas. According to FINRA’s AWC with OFG Financial Services, FINRA began its investigation after OFG Financial reported that one of …
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8
Dec

MIRSAD MUHAREMOVIC of Arive Capital SUSPENDED for Excessive Trading

Losses with Mirsad Muharemovic of Arive Capital Markets in Coram, NY
 Mirsad Muharemovic, Formerly with Arive Capital Markets, Suspended CORAM, NEW YORK  Have you lost money while investing with financial advisor Mirsad Muharemovic, who previously worked with Arive Capital Markets in Coram, New York?  Our securities arbitration law firm is looking into claims made against Mirsad Muharemovic. FINRA has been investigating whether Muharemovic had been excessively …
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1
Dec

Complaints Against ERIC GARCIA of Infinex Investments

Losses with Fernando Silva of Morgan Stanley in Tucson, AZ
 Eric Garcia, with Infinex Investments, Subject of Complaint Involving Offshore Annuities CORAL GABLES, FLORIDA  Are you a current or former customer of advisor Eric Garcia, with Infinex Investments in Coral Gables, Florida?  The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Eric Jose Garcia. Infinex Investments and …
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