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27
Dec

Next Financial Group FINED for Selling REIT’s

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INVESTOR ALERT! Next Financial Fined over REIT sales

Next Financial Group Fined by Massachusetts Securities Division over REIT Sales Have you lost money investing in non-traded REITs with Next Financial Group?  We are investigating allegations made by the Massachusetts Securities Division against Next Financial , a Houston, Texas-based brokerage firm.   Massachusetts alleged that a representative of Next sold a number of non-traded […]

11
Dec

Investigation of GERALD COYNE – Harrisburg, PA

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FRAUD ALERT! Gerald Coyne of Cuso Financial in Harrisburg, PA

Gerald Coyne, formerly with Cuso Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Gerald Coyne of Harrisburg, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gerald T. Coyne.  FINRA barred “J.T.” Coyne from the securities industry after he failed to respond to a […]

9
Dec

Investigation of BRYCE JENNEY – Nashville, TN

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INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN

Bryce Jenney, with Raymond James & Associates, Subject of FINRA Complaint   Have you lost money with financial advisor Bryce Jenney of Nashville, Tennessee? The Law Firm of Israels & Neuman is investigating allegations made by FINRA (the Financial Industry Regulatory Authority)     FINRA seeks to bar Jenney from the securities industry.  The allege that he has failed […]

6
Dec

Investigation of JERRY WELLS of MetLife – Rochester, NY

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WARNING! Jerry Wells of MetLife in Rochester and Evanston, NY

Jerry Wells, formerly with MetLife Securities, Suspended Two Months by FINRA   Have you lost money with financial advisor Jerry Wells from Rochester, New York?  We are currently investigating allegations made against Jerry M. Wells, who previously worked with MetLife Securities.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Wells, making allegations […]

5
Dec

INVESTIGATION: John Benn of Peak Brokerage – Oklahoma City

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INVESTOR ALERT! John Benn of Peak Brokerage in Oklahoma City, OK

John Benn, formerly of Peak Brokerage Services, Barred by Oklahoma Securities Commission   Have you lost money with financial advisor John Benn of Oklahoma City, Oklahoma?  We are continuing to look into allegations by the Oklahoma Securities Commission against John William Benn. Oklahoma barred Benn from the securities industry, regarding allegations that Benn sold alleged […]

5
Dec

COMPLAINTS Against LESTER BURROUGHS – Torrington, CT

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FRAUD ALERT! Lester Burroughs of Lincoln Financial in Torrington

Lester Burroughs, with Lincoln Investment, Subject of SEC Complaint   Have you lost money with financial advisor Lester W. Burroughs of Lincoln Financial in Torrington, Connecticut?  The Law Firm of Israels & Neuman is investigating allegations made by the Securities and Exchange Commission (SEC) against Lester William Burroughs.  The SEC alleged that Burroughs raised funds […]

5
Dec

Chelsea Financial Services FINED For Lack of Supervision of Advisor CHARLES BLOOM

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INVESTOR ALERT! Chelsea Financial Services and Charles Bloom in Royal Palm Beach, FL

Chelsea Financial Services Fined For Failing to Supervise Charles Bloom   Have you lost money with financial advisor Charles Bloom of Chelsea Financial Services in Royal Palm Beach, Florida?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Charles Lewis Bloom. In 2018, FINRA barred him from the […]

4
Dec

UPDATE! GPB Capital Class Action Lawsuit

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Investor Alert! Daniel Burns of Newberg, Oregon and Woodbridge investments

GPB Capital Announces Another Delay in Releasing Audited Financials   GPB Capital has been in the news again, and once again it is for negative news.  GPB Capital announced last week that it was again delaying releasing audited financial statements for its company.  This is in addition to the other recent news that GPB has […]

4
Dec

UPDATE! International Assets Advisory to Pay Restitution

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International Assets Advisory Settles with FINRA Over Sales of Inverse and Leveraged ETFs   Have you lost money investing in ETFs with International Assets Advisory?  We are currently investigating allegations made against International Assets Advisory, an Orlando, Florida-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against International Assets Advisory, […]

4
Dec

UPDATE on Investigation of MARK HOPKINS – Grand Blanc, MI

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INVESTOR ALERT! Christopher Laws of LPL Financial is BARRED

Mark Hopkins, formerly with American Portfolios Financial Services, Subject of Michigan Investigation   Have you lost money investing with Mark Hopkins from Grand Blanc, Michigan?  We are continuing to look into allegations made against Mark Lewton Hopkins, formerly an advisor with American Portfolios Financial Services.  Our firm currently represents a victim of Hopkins’ activities, and […]

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