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10.0David P Neuman
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9
Feb

Warning: CHARLES BONILLA of David Lerner Associates SUSPENDED

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Losses with Charles Bonilla of David Lerner Associates in Boca Raton, FL

Boca Raton, FL Have you lost money with financial advisor Charles Bonilla from Boca Raton, Florida?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Charles Bonilla. FINRA suspended Bonilla from the securities industry for 5 months, fined him $5,000, and ordered him to disgorge $22,417 in commissions.  Bonilla was […]

9
Feb

Warning: LISA BRUMM with AXA Advisors SUSPENDED

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Losses with Lisa Brumm of AXA Advisors in Portland, OR

Portland, OR Have you lost money with financial advisor Lisa Brumm from Portland, Oregon?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Lisa Brumm. FINRA suspended Brumm from the securities industry for 6 months and fined her $7,500. Brumm was being investigated regarding allegations that she borrowed money from […]

8
Feb

Warning: MICHAEL FRANCOEUR of Cambridge Investment is BARRED

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Losses with Michael Paul Francoeur of Cambridge Investment in Somersworth, NH

Somersworth, NH Have you lost money with financial advisor Michael Paul Francoeur of Somersworth, New Hampshire?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Francoeur after he failed to respond to an investigation.  FINRA was investigating him after he was terminated by his former brokerage firm, Cambridge Investment Research, […]

3
Feb

LISA STEVENSON of Huntington Investments Is BARRED

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Losses Lisa Stevenson of Huntington Investments in Albany, OH

Albany, OH Have you lost money with financial advisor Lisa Stevenson of New Albany, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Stevenson after she failed to respond to an investigation.  FINRA was investigating Stevenson after she was terminated by her former brokerage firm, Huntington Investment Company, regarding […]

1
Feb

Warning: MANISH SHAH of Northwestern Mutual SUSPENDED

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Losses with Manish Shah of Northwestern Mutual in Princeton, NJ

Princeton, NJ Have you lost money with financial advisor Manish Shah from Princeton, New Jersey?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Manish Shah. FINRA suspended Shah from the securities industry for 20 months and fined him $15,000. Shah was being investigated regarding allegations that he borrowed money […]

29
Jan

UPDATE: Advisor KAREN MCKINLEY aka KAREN BOGGESS is BARRED

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Karen McKinley aka Karen Boggess of Morgan Stanley in Allenstown, NH is Barred

Allenstown, NH Have you lost money with financial advisor Karen McKinley of Allenstown, New Hampshire?  We are continuing to look into allegations made against Karen A. McKinley, formerly known as Karen Boggess.  The Securities and Exchange Commission barred McKinley from the securities industry, after she pleaded guilty for stealing money from an elderly customer. In […]

27
Jan

CHARLES KENAHAN of Merrill Lynch Is BARRED

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Investment Losses with Charles Kenahan of Merrill Lynch in Boston, MA

Boston, MA Have you lost money with financial advisor Charles Kenahan of Boston, Massachusetts?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Charles Kenahan after he failed to respond to an investigation.  FINRA was investigating him after he was terminated by his brokerage firm, Merrill Lynch. Charles Kenahan (CRD […]

26
Jan

TYLER DELAHUNT of Merrill Lynch Is BARRED

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Losses with Tyler Delahunt of Merrill Lynch in Atlanta, GA

Atlanta, GA Have you lost money with financial advisor Tyler Delahunt of Atlanta, Georgia?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Delahunt after he failed to respond to an investigation.  FINRA was investigating Delahunt regarding allegations that he solicited clients in private securities transactions and accepted loans from […]

26
Jan

DAVID JENSON of Great Nation Investment Corp. is BARRED

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Losses with David Jenson of Great Nation Investment in Amarillo, TX

Amarillo, TX Have you lost money with financial advisor David Jenson of Amarillo, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Jenson after he failed to respond to an investigation.  FINRA was investigating Jenson regarding allegations that he made an unsuitable investment concentration in church bonds.  David Jenson, […]

26
Jan

Warning: ANTHONY TRICARICO of Aegis Capital is SUSPENDED

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Losses with Michael Paul Francoeur of Cambridge Investment in Somersworth, NH

New York, NY Have you lost money with financial advisor Anthony Tricarico from New York, New York?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Anthony Tricarico. FINRA suspended Tricarico from the securities industry for six months and fined him $5,000. Tricarico was being investigated regarding allegations that he […]

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