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18
Oct

JULIE DARRAH of Wealth Enhancement Advisory Fired for FRAUD

Losses with Julie Darrah of Wealth Enhancement Advisory in Orcutt, CA
Julie Darrah Fired for Fraud by Wealth Enhancement Advisory Services ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Julie Darrah, also known as Julie Banuelos.  According to AdvisorInfo, a website maintained by the SEC, …
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17
Oct

Complaints Against LEO CHIEN of Cetera Investment Services

Losses with Leo Li-Yuan Chien of Cetera Investment in San Gabriel, CA
Leo Chien, with Cetera Investment Services, Subject of Several Complaints SAN GABRIEL, CALIFORNIA Have you invested with Leo Chien from San Gabriel, California?  Our securities arbitration law firm is reviewing claims made by former clients of Leo Li-Yuan Chien, with Cetera Investment Services. Mr. Chien has been a registered representative of Cetera Investment Services since …
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11
Oct

ROBERT DECHICK of DH Hill Securities Subject of COMPLAINTS

Losses with Farid Farhoumand of Next Financial in Fort Wayne, IN
Robert Dechick with DH Hill Securities Subject of Complaints CLERMONT, FLORIDA Have you invested in REITs through DH Hill Securities?  Our securities arbitration law firm is looking into claims made against advisor, Robert Dechick of Clermont, Florida. Mr. Dechick has been the subject of five customer complaints since 2020, including two complaints that were made …
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10
Oct

JORGE HERNANDEZ of Gradient Securities is BARRED

Losses with Jorge Hernandez of Gradient Securities in Glendora, CA
Jorge Hernandez Barred from Securities Industry GLENDORA, CALIFORNIA Have you invested with stockbroker Jorge Hernandez in Glendora, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Jorge Hernandez, who previously worked with Gradient Securities.  FINRA’s Disciplinary Database discloses that he was barred from the securities industry by …
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9
Oct

YONG CHANG of Independent Financial Subject of COMPLAINTS

Losses with Yong Chang of Independent Financial in Seattle, WA
Yong Chang with Independent Financial Group Subject of Two Complaints SEATTLE, WASHINGTON Have you invested with Yong Chang from Seattle, Washington?  Our securities arbitration law firm is reviewing claims made by clients of Yong Seok Chang, with Independent Financial Group. Chang has been a representative of Independent Financial Group since 2008 in Seattle, Washington, as …
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4
Oct

JUSTIN MAHER of Northwestern Mutual is SUSPENDED

Losses with Justin Maher of Northwestern Mutual in New Haven, CT
Former Northwestern Mutual Advisor Justin Maher Suspended for Crypto Sales NEW HAVEN, CT Did you invest in cryptocurrencies with Justin Maher of Northwestern Mutual?  In September 2023, he was suspended from the securities brokerage industry for 12 months and fined $10,000 for selling cryptocurrency investments without disclosing it to his former brokerage firm, Northwestern Mutual. …
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4
Oct

COMPLAINTS Against JOHN SULLIVAN of Brokers International Financial

Losses with Richard Michalski of Laidlaw and Company in New York, NY
John Sullivan, Formerly of Brokers International Financial Services, Subject of FINRA Complaint COLUMBIA, MARYLAND Are you a former customer of John Sullivan, formerly with Brokers International Financial Services and International Assets Advisory in Columbia, Maryland?  The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against John David …
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