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2
Sep

WARNING – Investigation of JENNIFER LING of Axiom Capital

SUNNYVALE, CALIFORNIA  Have you lost money with financial advisor Jennifer Ling, formerly with Axiom Capital Management and First Allied Securities in Sunnyvale, California?  We are looking into allegations made against Jennifer Ling. Ling has been the subject of seven customer complaints, two of which were filed within the last year.  The recent complaints allege that …
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1
Sep

SCOTT BROOKS of Newbridge Securities Accused of Unsuitable GPB Investments

SAN CLEMENTE, CALIFORNIA  Have you lost money with financial advisor Scott S. Brooks, with Newbridge Securities Corp. in San Clemente, California?  We are looking into allegations made against Scott Brooks. Brooks has been the subject of two customer complaints, one of which was filed within the last year.  The recent complaint alleges that Brooks recommended …
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26
Aug

DONALD FOWLER of Worden Capital Accused of Excessive Trading

ROCKVILLE CENTRE, NY  Have you lost money with financial advisor Donald J. Fowler, formerly with Worden Capital Management in Rockville Centre, New York?  We are looking into allegations made against Donald Fowler. Fowler was barred from the securities industry by FINRA.  FINRA barred Fowler regarding allegations that he excessively traded or churned customer accounts. Donald …
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25
Aug

THEODORE FRANSE of Independent Financial Accused of Selling Unsuitable REITs

 FAIR OAKS, CALIFORNIA  Have you lost money with financial advisor Theodore Franse, formerly with Independent Financial Group and First Allied Securities in Fair Oaks, California?  We are looking into allegations made against Theodore Franse. Franse has been the subject of six customer complaints, two of which were filed within the last year.  The recent complaints …
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25
Aug

Securities Law Firm Investigates Allegations Against ANDRE SENEGAL of One America Securities

 OAKBROOK TERRACE, ILLINOIS  Have you lost money with financial advisor Andre Pierre Senegal, formerly with One America Securities in Oakbrook Terrace, Illinois?  We are looking into allegations made against Andre Senegal. Senegal was suspended from the securities industry after he failed to respond to a FINRA investigation.  Senegal was being investigated for allegations that he …
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25
Aug

Securities Fraud Law Firm Helps Victims of HORIZON PRIVATE EQUITY and JOHN WOODS Ponzi Scheme

MARIETTA, GEORGIA Have you lost money with financial advisor John Woods of Marietta, Georgia?  The Law Firm of Israels & Neuman is looking into allegations made by the Securities and Exchange Commission (SEC) against John J. Woods.  The SEC alleged that John Woods operated a Ponzi Scheme for over a decade.  The SEC further alleges …
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