Matt Hawkins, with Centaurus Financial, Subject of Dozens of Complaints for GWG Sales LEXINGTON, SOUTH CAROLINA Have you lost money investing with financial advisor Matt Hawkins from Lexington, South Carolina? Our securities arbitration law firm is looking into allegations made against Matthew Hawkins also known as Dana Matthew Hawkins, who has worked with Centaurus Financial…
Continue reading ›CALIFORNIA Did you lose money investing in GWG L bonds through Western International Securities? We are reviewing claims by the SEC against five brokers at Western International Securities. The SEC filed a complaint against Western International, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan, alleging that they violated Regulation BI (Best Interest)…
Continue reading ›James Parrelly, Formerly with Investment Planners, Barred from Securities Industry DEARBORN, MICHIGAN Our investment fraud law firm is continuing to review allegations made against James Parrelly from Dearborn, Michigan and his former brokerage firm, Investment Planners. In April 2021, a customer complained that Parrelly engaged in unsuitable trading activity. The claim was brought against Investment…
Continue reading ›Centaurus Financial Advisor William Fuentes and GWG L Bonds SIMI VALLEY, CALIFORNIA Have you invested in GWG L Bonds with financial advisor William Fuentes from Simi Valley, California? Our law firm is looking into William Fuentes, who has worked with Centaurus Financial since January 2019. Upon a review of publicly available documents from the GWG…
Continue reading ›Former Investacorp Broker Alan Roof Douglass Subject of Multiple Complaints CLEARWATER, FLORIDA Did you lose money investing with financial advisor Alan Roof Douglass, also known as Roof Douglass, formerly with Investacorp and now with Securities America in Clearwater, Florida? We are reviewing allegations related to several customer complaints that were recently filed in FINRA arbitration…
Continue reading ›Brian Donnelly Formerly with First Allied Suspended by FINRA ISELIN, NEW JERSEY Did you lose money with stockbroker Brian Donnelly, formerly with First Allied Securities? Our investment fraud law firm is reviewing allegations made about Brian Donnelly. In June 2022, FINRA (the Financial Industry Regulatory Authority) suspended Donnelly from the securities brokerage industry for four…
Continue reading ›Jamie Nowakowski with Coastal Equities and GWG L Bond Sales HEBRON CONNECTICUT Have you lost money in GWG L Bonds through Jamie Nowakowski in Hebron, Connecticut? According to FINRA’s BrokerCheck, Jamie Nowakowski and her former brokerage firm, Coastal Equities, are the subject of a $100,000 customer complaint made in May 2022. The May 2022 complaint…
Continue reading ›Jeffrey Eglow of Newbridge Securities Subject of Customer Complaint BOCA RATON, FL Are you a current or former client of financial advisor Jeffrey Eglow, with Newbridge Securities Corp. in Boca Raton, Florida? Our securities and investment fraud law firm is looking into a customer complaint that was recently filed in FINRA arbitration against Newbridge Securities…
Continue reading ›Timothy Higgins, Formerly of Spartan Capital, Subject of FINRA Complaint GARDEN CITY, NY Are you a former client of Timothy Higgins, formerly with Spartan Capital Securities in Garden City, New York? Our law firm is reviewing allegations made by FINRA against Timothy Patrick Higgins. FINRA seeks to bar him from the securities brokerage industry because…
Continue reading ›Richfield Orion Advisor Charles Ron Baker Barred by FINRA CASTLE ROCK, COLORADO Are you a former or current customer of Richfield Orion International advisor Ron Baker from Castle Rock, Colorado? Our Denver, Colorado-based securities arbitration firm is reviewing claims made by FINRA, against Charles Ron Baker. Baker violated FINRA Rule 8210 by failing to respond…
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