Former W&S Brokerage Services Advisor Jeffrey Marburger Barred by FINRA DOVER, OHIO Our investment fraud and securities arbitration law firm is looking into claims made by FINRA, against Jeffrey Marburger, from Dover, Ohio. Marburger was under investigation by FINRA after he was terminated by his former brokerage firm, W&S Brokerage Services. After Marburger failed to…
Continue reading ›Jesus Alvidrez, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry BREA, CALIFORNIA Are you a former customer of Jesus Alvidrez from Brea, California? The securities arbitration law firm of Israels & Neuman is examining allegations made about Jesus Jose Alvidrez. FINRA (the Financial Industry Regulatory Authority) has expelled him from the securities brokerage industry…
Continue reading ›Brian Martinsen, Formerly of SW Financial, Civilly Charged with Securities Fraud ST. JAMES, NY Are you a current or former customer of StraightPath Venture Partners or StraightPath Management LLC? We are reviewing allegations made by the SEC against StraightPath and its founders, which include Brian Martinsen of St. James, New York. The SEC alleged that…
Continue reading ›Former Morgan Stanley Rep, Nikolay Zotenko, Suspended For One Year BEVERLY HILLS, CA Are you a former client of financial advisor Nikolay Zotenko from Morgan Stanley? Our securities arbitration law firm reviewing allegations made against a former representative of Morgan Stanley who was based in Beverly Hills, California. FINRA had investigated Nikolay Zotenko. FINRA’s AWC…
Continue reading ›FINRA Suspended Another Former Spartan Capital Securities Rep, Ian Lowrey NEW YORK, NY Our firm is continuing to look into allegations made against former representatives of Spartan Capital Securities, which is based on New York City. FINRA has investigation yet another former advisor with Spartan Capital Securities; this time the investigation centers around Ian Lowrey.…
Continue reading ›Former Ameriprise Advisor Edric McSween Barred by FINRA GREENBELT, MARYLAND Have you lost money investing with financial advisor Edric McSween of Greenbelt, Maryland? We are looking into claims made by FINRA, against Edric M. McSween. After McSween failed to respond to FINRA’s investigation, FINRA barred him from the securities industry. McSween had drawn the attention…
Continue reading ›Final Judgment Entered Against Steven Muntin, formerly with Taylor & Morgan Asset Management FLINT, MICHIGAN Are you a former client of financial advisor Steven Muntin from Flint, Michigan? Our firm is continuing to review allegations against Steven Muntin by the SEC. In November 2021, Muntin was civilly charged with defrauding an investor. Muntin used his…
Continue reading ›Robert D’Agosta, with Berthel Fisher & Company, Subject of Several Customer Complaints CENTER VALLEY, PENNSYLVANIA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Robert D’Agosta, with Berthel Fisher & Company. Robert D’Agosta, who worked in an offices in Center Valley and Bethlehem, Pennsylvania, has been the subject of…
Continue reading ›Securities Fraud Law Firm Investigates Brian Kennedy, Formerly with Lincoln Financial Advisors, Regarding Oil and Gas Investments CAMP HILL, PENNSYLVANIA Are you a current or former client of financial advisor Brian Kennedy, formerly with Lincoln Financial Advisors in Camp Hill, Pennsylvania? The law firm of Israels & Neuman is reviewing customer complaints made against Brian…
Continue reading ›Stacy Goldsmith, with Herbert J. Sims & Company, Subject of Two Customer Complaints RED BANK, NEW JERSEY Are you a current or former client of advisor Stacy Goldsmith? The investment fraud law firm of Israels & Neuman is looking into allegations made against Stacy Goldsmith, who has worked with Herbert J. Sims since 2012. Two…
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