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Gregory Hanshew, Formerly with Infinity Financial Services, Subject of FINRA Complaint LITTLETON, COLORADO Have you lost money with financial advisor Gregory Hanshew from Littleton, Colorado? The investment fraud Law Firm of Israels & Neuman is reviewing allegations made about Gregory Hanshew. FINRA (the Financial Industry Regulatory Authority) seeks to bar Hanshew from the securities industry.…

Former Wells Fargo and LPL Financial Advisor Mario Rivero Arrested for Fraud ELIZABETH, NEW JERSEY The securities and investment fraud law firm of Israels & Neuman is continuing to look into allegations made against Mario Rivero. Earlier this week, Mario Rivero from Elizabeth, New Jersey, was arrested at his home. He is alleged to have…

FINRA Bars Dan Droeg, Formerly with H. Beck and SagePoint Financial, After He Converted Assets from a Trust MESA, ARIZONA Have you lost money with financial advisor Dan Droeg? The securities fraud law firm of Israels & Neuman is looking into allegations made against Dan Droeg, who previously worked with H. Beck, SagePoint Financial, and…

Michael Mandel, Former LPL Financial and Royal Alliance Advisor, Suspended From Securities Industry for Selling Tequila Investments UPPER SADDLE RIVER, NEW JERSEY Have you lost money with Michael Mandel of LPL Financial and Royal Alliance? In 2021, the U.S. Attorney’s Office for the Southern District of New York brought a criminal complaint against Joseph Cimino.…

Former Cetera Advisor Networks Advisor Donald Savaglia Subject of a Customer Complaint Involving Real Estate Investments OAK CREEK, WISCONSIN Have you lost money investing with former Cetera Advisor Networks advisor Donald Savaglia? Our law firm is looking into allegations made against Donald Savaglia, from Oak Creek, Wisconsin. According to FINRA BrokerCheck, a customer filed a…

Kevin Houser, Formerly with LPL Financial, Subject of Customer Complaints Involving Franklin Square, Cole Credit Property and CIM Real Estate ALLENTOWN, PENNSYLVANIA Our law firm is looking into allegations made by former customers of Kevin Houser in Allentown, Pennsylvania. Kevin D. Houser, who previously worked with LPL Financial and is now with Ameriprise, has five…

Walter Scott Hall of NYLife Securities and Coastal Equities, Terminated by Both Firms MEMPHIS, TENNESSEE The securities fraud law firm of Israels & Neuman is reviewing allegations made against Walter Scott Hall. Hall was a financial advisor with NYLife Securities and Coastal Equities. He was discharged by New York Life (NYLife) in 2020 “after the…

Two Customer Complaints Made Against Morgan Stanley Involving Craig Thistlewaite, PERRYSBURG, OHIO Israels & Neuman, a securities arbitration law firm, is looking into allegations made against Morgan Stanley advisor Craig Thistlewaite in Perrysburg, Ohio. According to FINRA’s BrokerCheck, Thistlewaite has been the subject of two customer complaints, both of which were made within the last…

Robert Turner, Formerly with UBS Financial Services and Stifel Nicolaus, Allowed to Resign from Firm WACO, TEXAS Have you lost money investing with Robert Turner, a financial advisor in Waco, Texas? The investment fraud law firm of Israels & Neuman is looking into allegations made against Robert Earl Turner, who previously was affiliated with UBS…

FINRA Investigates Thomas Diamante with SW Financial MELVILLE, NEW YORK Our securities arbitration law firm is looking into allegations made against Thomas Diamante, a financial advisor in Melville, New York. FINRA began investigating Diamante regarding allegations that he violated FINRA Rule 2010 and Sections 17(a)(2) and 17(a)(3) of the Securities and Exchange Act of 1933.…