Randall Larson Discharged by Arete Wealth Management

Israels & Neuman PLC is looking into allegations involving Randall Larson or “Randy” Scott Larson, who formerly was a representative with Arete Wealth Management and worked in a St. Louis, Missouri office. He was terminated by Arete Wealth Management in October 2023 regarding allegations that he “was not forthcoming during an internal investigation”.

Allegations Regarding Firing Randall Larson

Subsequent to this firing, Randy Larson has also been the subject of a civil complaint by the Securities and Exchange Commission regarding his involvement with Zona Energy. In particular, the SEC alleges that he solicited multiple customers to purchase Zona Energy stock without receiving Arete’s approval, a practice that is prohibited which is called “selling away”.

Background on Randall Larson

Randall Larson was licensed with Arete Wealth Management from August 2017 to October 2023 at a St. Louis, Missouri office. He was also licensed with Great Point Capital, and has also been the subject of two other customer complaints.

Is Arete Wealth Management Liable for Larson’s Conduct?

FINRA Rule 3110 states that securities broker-dealers like Arete Wealth Management must adequately monitor the activity of its advisors. Arete Wealth Management could be responsible for investor losses if it failed to reasonably supervise him.

We Help Investors in Missouri

We represent investors throughout the United States including Missouri, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of Randall Larson and believe your financial advisor acted improperly, you may be entitled to recover losses through FINRA arbitration.

View Larson’s BrokerCheck Report

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about recovering the money you deserve.

We take cases on a contingency fee basis meaning you owe us nothing unless we successfully recover money for you!

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.