Robert Alegria of Morgan Stanley: Complaint Involving Corporate Bonds

Israels & Neuman, PLC

BrokerCheck, a website maintained by FINRA, has disclosed that financial advisor Robert Alegria and Morgan Stanley are the subject of a customer complaint that was filed in June 2025.  The customer alleged that Alegria made unsuitable investment recommendations and violated Regulation Best Interest (Reg BI) with respect to a securities-backed line of credit.  The alleged conduct occurred between 2014 and 2024 and allegedly involved corporate debt or bonds.

Who is Robert Alegria?

Robert Alegria has been a registered representative of Morgan Stanley since January 2015 and works in a Miami, Florida office.  He also previously worked with RBC Capital Markets.

Can Morgan Stanley be Held Liable for Losses?

Under FINRA Rule 3110, Morgan Stanley must reasonably supervise the activities of its registered representatives.  Morgan Stanley is also required to comply with Rule 2111, providing that investment recommendations are suitable for its customers.  Violations of these rules could lead to liability for a broker-dealer.

We Represent Investors in Florida

Our securities arbitration law firm represents investors throughout the country, including in Florida and the Miami area.  Attorney David Neuman is licensed to practice law in Florida.  If you were a client of Robert Alegria and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

Contact Us for a Free Case Evaluation

We always offer Free Consultations. If we take your case, we do so on a contingency fee basis—which means there are no attorney fees unless we recover money for you.

Call us today at (720) 599-3505 or (206) 795-5798

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 35+ Years of Experience
Fill out the contact form or call us at (720) 599-3505 to schedule your free confidential consultation.

Leave Us a Message