Stephen Parks Subject of Complaint Involving Alternative Investments

According to a recent disclosure on BrokerCheck, Stephen Parks of Dallas, Texas and Skystone Securities are the subject of a $5 million customer complaint. The customer alleged that Parks recommended two speculative, alternative investments, and that he and Skystone failed to perform adequate due diligence on the products sold to the client. The case was filed in FINRA arbitration in April 2025. If you lost money, you may be able to file a claim for your losses through the law firm of Israels & Neuman, PLC.

Background on Stephen Parks

Stephen G. Parks has been a registered representative of Skystone Securities from June 2020 to the present. He was with a number of other firms between 2006 and 2020 and works in a Dallas, Texas office.

Liability for Bad Conduct

FINRA Rule 3110 provides that Skystone Securities is required to reasonably supervise the activities of its financial advisors. Securities firms must also comply with Rule 2111, providing that investment recommendations are suitable for its customers. Violations of these rules could lead to liability for a broker-dealer.

Israels & Neuman Represents Victims in Dallas, TX

Our securities arbitration law firm represents investors throughout the country, including in Texas and the Dallas area. If you were a client of Stephen Parks and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

View his BrokerCheck Report

Contact Us for a Free Case Evaluation

Our arbitration cases are taken on a contingency fee basis – meaning you pay no fees unless we recover money for you!

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights.

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