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        <title><![CDATA[Centaurus Financial - Israels & Neuman, PLC]]></title>
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        <description><![CDATA[Israels & Neuman, PLC's Website]]></description>
        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[LAWRENCE ROGER RICE of Centaurus Financial is BARRED by FINRA]]></title>
                <link>https://www.israelsneuman.com/blog/lawrence-roger-rice-centaurus-financial-barred-finra/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Fri, 16 Aug 2024 17:22:40 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Arbitration]]></category>
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[Centaurus Financial]]></category>
                
                    <category><![CDATA[complaint]]></category>
                
                    <category><![CDATA[customer]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[Florida]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[Lauderdale by the Sea]]></category>
                
                    <category><![CDATA[Lawrence Rice]]></category>
                
                    <category><![CDATA[lawyer]]></category>
                
                    <category><![CDATA[Roger]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                    <category><![CDATA[unsuitable misrepresentation]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2023/06/027486047-investigation.jpeg" />
                
                <description><![CDATA[<p>Lawrence Rice Permitted to Resign by Centaurus Financial LAUDERDALE BY THE SEA, FLORIDA Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida? FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024. He had been licensed&hellip;</p>
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<h1 class="wp-block-heading"><strong>Lawrence Rice Permitted to Resign by Centaurus Financial</strong></h1>


<p>
<strong>LAUDERDALE BY THE SEA, FLORIDA     </strong>Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida?  FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024.  He had been licensed with Centaurus Financial since October 2022, as well as Cetera Advisors and First Allied Securities prior to that.</p>


<p>The BrokerCheck Report reveals that Centaurus Financial terminated Mr. Rice after he failed to timely disclose a civil action filed against him.  <strong><a href="https://www.finra.org/investors/insights/regulated-by-FINRA#:~:text=FINRA%20is%20a%20not%2Dfor,securities%20products%20to%20the%20public." rel="noopener noreferrer" target="_blank">FINRA</a></strong> then barred him from the securities industry after failing to respond to the investigation.</p>


<p>Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Seattle, and Phoenix.  <strong><a href="/lawyers/david-neuman/" rel="noopener" target="_blank">Attorney David Neuman</a></strong> is licensed to practice law in Florida.  We represent investors all over the country, including investors in Florida.</p>


<p><strong>View FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2024081415101%20Lawrence%20Roger%20Rice%20CRD%20375304%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">here</a></strong>
<strong> </strong><strong>View BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/375304" rel="noopener noreferrer" target="_blank">here</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Lawrence Roger Rice or Centaurus Financial, please <a href="/contact-us/" rel="noopener" target="_blank">Contact Us</a> at 206-795-5798 for a free evaluation of your case.</strong></h2>


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                <title><![CDATA[JOHN MARCHESO of Centaurus Financial Customer COMPLAINTS]]></title>
                <link>https://www.israelsneuman.com/blog/john-marcheso-centaurus-financial-customer-complaints/</link>
                <guid isPermaLink="true">https://www.israelsneuman.com/blog/john-marcheso-centaurus-financial-customer-complaints/</guid>
                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Thu, 29 Feb 2024 22:17:12 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Israels & Neuman,PLC]]></category>
                
                
                    <category><![CDATA[Arbitration]]></category>
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[Centaurus Financial]]></category>
                
                    <category><![CDATA[Coeur d’Alene]]></category>
                
                    <category><![CDATA[complaint]]></category>
                
                    <category><![CDATA[customer]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[gas]]></category>
                
                    <category><![CDATA[Idaho]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[John Marcheso]]></category>
                
                    <category><![CDATA[lawyer]]></category>
                
                    <category><![CDATA[oil]]></category>
                
                    <category><![CDATA[Rathdrum]]></category>
                
                    <category><![CDATA[real estate]]></category>
                
                    <category><![CDATA[securities]]></category>
                
                
                
                    <media:thumbnail url="https://israelsneuman-com.justia.site/wp-content/uploads/sites/1126/2024/02/151684603-investment-fraud-result-compressed.jpeg" />
                
                <description><![CDATA[<p>John Marcheso with Centaurus Financial Subject of Several Complaints COEUR D’ALENE, IDAHO Did you invest with financial advisor John Marcheso, currently affiliated with Centaurus Financial in Coeur D’Alene, Idaho? According to BrokerCheck, Marcheso has been the subject of four customer complaints filed within the last four years. The complaints make allegations regarding investments in oil&hellip;</p>
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                <content:encoded><![CDATA[

<h1 class="wp-block-heading"><strong>John Marcheso with Centaurus Financial Subject of Several Complaints</strong></h1>


<p>
<strong><em>COEUR D’ALENE, IDAHO     </em></strong>Did you invest with financial advisor John Marcheso, currently affiliated with Centaurus Financial in Coeur D’Alene, Idaho?  According to BrokerCheck, Marcheso has been the subject of four customer complaints filed within the last four years.  The complaints make allegations regarding investments in oil and gas investments and real estate investments.</p>


<p>The most recent complaint was made in December 2023, alleging losses in <strong><a href="/practice-areas/advisor-negligence-and-fraud/unsuitable-investments-and-reg-bi/" rel="noopener" target="_blank">illiquid real estate investments</a></strong>.  The case is still pending with <a href="https://www.finra.org/arbitration-mediation" rel="noopener noreferrer" target="_blank"><strong>FINRA arbitration</strong></a>.</p>


<p>John Marcheso has been licensed with Centaurus Financial from 2000 to the present.  He works in offices in Coeur D’Alene and Rathdrum, Idaho</p>


<p>The securities and investment fraud law firm of Israels & Neuman has offices in Denver, Seattle, Phoenix, and Ann Arbor, and we regularly represent investors in Idaho and eastern Washington. We also have previously represented numerous investors against countless securities brokerage firms around the country, including against Centaurus Financial.</p>


<p><strong>View BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/869337" rel="noopener noreferrer" target="_blank">HERE</a></strong>.
</p>


<h2 class="wp-block-heading"><strong>If you lost money with John Marcheso or Centaurus Financial, please <a href="/contact-us/" rel="noopener" target="_blank">Contact Us</a> at 206-795-5798 for a free evaluation of your case.</strong></h2>


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