Articles Posted in Eric Fiallo

Eric Fiallo With PFS Investments Barred from Securities Industry
Israels & Neuman, PLC

Allegations Regarding the Expulsion In June 2025, Eric Fiallo of Hialeah, Florida was terminated by PFS Investments (Primerica) regarding allegations that he borrowed money from a securities customer.  Under FINRA Rule 3240, advisors are generally prohibited from borrowing money from clients, with limited exceptions. That termination led FINRA to start its own investigation into Fiallo. …

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