Articles Posted in Breach of Fiduciary Duty

Don Louis Evans Discharged by Edward Jones
Israels & Neuman, PLC

The securities arbitration law firm of Israels & Neuman PLC is looking into allegations involving Don Louis Evans, who was a representative of Edward Jones and worked in Trinity, Texas.  His registration was terminated by Edward Jones in May 2026. Allegations Against Don Louis Evans According to FINRA (The Financial Industry Regulatory Authority), Edward Jones…

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Matthew Summe Discharged by LPL Financial
Israels & Neuman, PLC

Our securities arbitration law firm is looking into allegations involving Matthew Summe, who formerly was a representative with LPL Financial in Elmhurst, Illinois.  His registration was terminated by LPL Financial in May 2026. Allegations Against Advisor Matthew B. Summe According to FINRA’s BrokerCheck, LPL Financial fired Matthew Summe regarding allegations that he “Failed to disclose…

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Michael Schoolcraft with MML Investors Services is Barred
Israels & Neuman, PLC

Did you invest with financial advisor Michael Schoolcraft of Lisle, Illinois? Israels & Neuman is looking into claims against this advisor, who previously worked with MML Investors Services from May 2016 to May 2026.  He was recently barred from the securities industry for failing to respond to an investigation by FINRA. Allegations Against Michael Schoolcraft…

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Lyhen Fiallo with PFS Investments is Barred by FINRA
Israels & Neuman, PLC

Did you invest with financial advisor Lyhen Fiallo from Hialeah, Florida? Israels & Neuman is looking into claims against Lyhen Fiallo, who previously worked with PFS Investments (Primerica) in Hialeah, Florida.  She was recently barred from the securities industry regarding allegations that she borrowed money from a customer. Allegations Regarding the Expulsion In January 2026,…

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Eduardo Leon with Global Financial Services Suspended from Securities Industry
Israels & Neuman, PLC

Call Israels & Neuman at (720) 599-3505 if you lost money with Eduardo Leon of Global Financial. Allegations Against Eduardo Leon Jr. Eduardo Leon of Houston, Texas was recently suspended for two months from the securities industry regarding allegations that he borrowed money from a customer. In January 2026, he agreed to the suspension by…

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Eric Fiallo With PFS Investments Barred from Securities Industry
Israels & Neuman, PLC

Allegations Regarding the Expulsion In June 2025, Eric Fiallo of Hialeah, Florida was terminated by PFS Investments (Primerica) regarding allegations that he borrowed money from a securities customer.  Under FINRA Rule 3240, advisors are generally prohibited from borrowing money from clients, with limited exceptions. That termination led FINRA to start its own investigation into Fiallo. …

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Jennifer Ceterko of LPL Financial is Barred by FINRA
Israels & Neuman, PLC

Contact Israels & Neuman at (720) 599-3505 if you lost money with Jennifer Ceterko of LPL Financial in Wayne, New Jersey. Allegations Against Jennifer Ceterko FINRA alleged that it started an investigation into Jennifer Ceterko after she was alleged to have “Accessed outside investment accounts” using the login credentials of her former clients and participated…

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Todd Juenger Fired by LPL Financial
Israels & Neuman, PLC

Israels & Neuman is looking into claims against Todd Juenger, who worked with LPL Financial in Vancouver, Washington.  LPL Financial terminated him in October 2025. Allegations Regarding the Termination Juenger was fired by LPL Financial regarding allegations that he borrowed money from a client.  Generally, financial advisors are not allowed to borrow money from clients,…

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Luke Lannister of Rockville, MD Suspended for Unauthorized Trading
Israels & Neuman, PLC

Can You Recover Your Investment Losses? Were you a client of Luke Lannister of Grove Point Investments in Rockville, Maryland? If you lost money investing with Lannister, you may have legal options to recover your losses. Call the law office of Israels & Neuman for a free and confidential case review. FINRA Allegations Against Luke…

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Carol Abdo-Brownsberger Fired by Wells Fargo
Israels & Neuman, PLC

Reasons for Wells Fargo’s Termination of Carol Abdo-Brownsberger Carol Abdo-Brownsberger of Wells Fargo in Daytona Beach, Florida was fired by Wells Fargo in November 2023, regarding allegations that she “failed to obtain approval prior to opening and directing investments in an outside account and receiving a portion of a deceased clients assets”.   That also led…

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