Did you invest in cryptocurrency with Rashawn Russell of Deutsche Bank?  Our securities arbitration firm is looking into allegations made against this advisor.  Earlier this week, he was indicted for fraud.  He is alleged to have solicited investors to give him money to invest in cryptocurrencies through an entity called R3 Crypto Fund.  He raised funds from at least four investors, but instead of investing money in cryptocurrencies, on most occasions he misappropriated the funds to pay for personal debts, including gambling, and to repay other investors.

Rashawn Russell was a financial advisor and registered representative of Deutsche Bank from August 2018 to December 2021. He worked at a Deutsche Bank office in New York City and was charged by the U.S. Attorney’s Office in the Eastern District of New York.

Deutsche Bank has a responsibility to adequately supervise its representatives. When firms fail to adequately monitor their registered representatives, they may be liable for investment losses sustained by customers.

View BrokerCheck Report HERE

If you lost money with Rashawn Russell or Deutsche Bank, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office.

Michael Siek has been the subject of six customer complaints, two of which were made in 2024. The 2024 complaints alleged that he recommended unsuitable stocks to his customers. The complaints were made in Iowa and southern California prior to being filed in FINRA arbitration.

FINRA Rule 2111 states that advisors must make suitable investment recommendations, based on the customer’s risk tolerance, investment objectives, age, and other factors. Failure to follow Rule 2111 could make Siek and/or Aegis Capital Corp. responsible for financial damages.

Israels & Neuman PLC is a securities and investment fraud law firm that represents investors throughout the nation. We have also sued dozens of different brokerage firms in the past, including Aegis Capital Corp.

Michael Siek’s BrokerCheck report can be found HERE

If you lost money with Michael Siek or Aegis Capital Corp., contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation.

Jeffrey Perryman was being investigated by FINRA after he was terminated by New York Life in April 2024. He was alleged to have charged fees to an investment advisory customer for services that he failed to disclose to the brokerage firm. Perryman has also been the subject of four customer complaints in 2024.

Israels & Neuman has offices in Denver, Colorado; Seattle, Washington and Phoenix, Arizona. We represent customers throughout the state of Colorado, and attorney Aaron Israels is licensed to practice law in Colorado.

VIEW FINRA AWC HERE

VIEW BROKERCHECK REPORT HERE

If you lost money with Jeffrey Perryman or New York Life, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida.

Drew Matthew Peacock (also known as Matt Peacock), has been the subject of six customer complaints, five of which were made in 2024. Each of the 2024 complaints makes allegations regarding corporate bonds that he purchased on behalf of customers. Specifically, some customers complained that Peacock purchased Activision bonds without their authorization during 2022 and 2023. According to BrokerCheck, Ameriprise has already settled with several customers regarding their investment in Activision bonds.

Drew Matthew Peacock has been registered with Ameriprise Financial Services before being discharged by the firm in 2024. He worked in Pensacola, Florida.

Israels & Neuman is a securities arbitration law firm and has represented over 1,000 investors in the past, including investors in Florida. Attorney David Neuman is licensed to practice law in Florida. Our firm has sued many brokerage firms throughout the country, including Ameriprise Financial Services.

Drew Peacock’s BrokerCheck Report can be found HERE

If you lost money with Drew Peacock, Activision bonds, or Ameriprise Financial Services, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities brokerage industry by FINRA due to allegations of stealing or converting customer funds.

Moreover, Head faces criminal charges of bank embezzlement in the U.S. District Court for the Northern District of Alabama. Morgan Stanley has also received two other customer complaints concerning his conduct.

Broker-dealers are obligated to adequately supervise their advisors. Failure to do so may result in liability for investor losses.

Israels & Neuman represent investors nationwide, including those in Alabama. We have successfully advocated for thousands of investors against many brokerage firms throughout the country.

For more information, you can view FINRA’s AWC regarding Jason Head HERE.

Jason Head’s BrokerCheck Report is available HERE.

If you lost money with Jason Head or Morgan Stanley, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina.

According to BrokerCheck, he has been the subject of two customer complaints since 2023. Both complaints allege unsuitable recommendations to invest in structured notes. A 2023 case already settled for $250,000, and a 2024 complaint is still pending. The most recent complaint making allegations regarding structured notes was made in June 2024.

J. Brian Glaze was a representative of LPL Financial in Graham, North Carolina from 2012 to September 2022. He is currently registered with Avantax Investment Services since September 2022.

Israels & Neuman has represented thousands of investors in the past, including investors in North Carolina. We currently represent dozens of investors who lost money in structured notes against LPL Financial.

J. Brian Glaze’s BrokerCheck Report can be found HERE

If you lost money with J. Brian Glaze (Joseph Brian Glaze) or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

OKLAHOMA CITY, OK Were you a client of financial advisor David Love from Oklahoma City, Oklahoma? Our securities arbitration law firm is looking into allegations made against this advisor. He was fired by LaSalle Street Securities in May 2024 regarding allegations that he violated the “rules of supervisory procedures” for LaSalle Street Securities.

That triggered an investigation by FINRA. After Mr. Love failed to respond to FINRA’s investigation, he has since been indefinitely suspended from the securities industry. Then in October 2024, He was the subject of a customer complaint, alleging that the customer sent money to Love that was supposed to be used to invest in a crypto trading strategy. The customer seeks $850,000 in damages.

David Jerry Love had been with LaSalle Street Securities from September 2021 to May 2024. He worked in an Oklahoma City, Oklahoma branch office. He had also been the subject of three prior customer complaints from 2009 to 2011.

LaSalle Street Securities must have written supervisory and compliance procedures, under securities rules and regulations, to monitor their advisors’ conduct. If they failed to reasonably supervise their advisor, the firm may be liable for customer losses.

You can find a copy of David Love’s BrokerCheck report here.

If you lost money with David Love or LaSalle Street Securities, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Have you lost money with advisor Mary Beslagic, formerly with Edward Jones in Manchester, Washington? Our investment fraud law firm is reviewing claims made against this advisor, who was suspended by FINRA from the securities industry for two months and was fined $5,000.

FINRA’s AWC alleges that two of her customers had taken out a $220,000 home equity loan to remodel their home. Knowing this, Ms. Beslagic recommended that the customers invest that money in mutual funds. As the mutual funds declined in value, the customers sold their investments at a loss and had to take out margin loans to meet short-term liquidity needs. FINRA has warned financial advisors going back to 2004 that using home equity to invest is not suitable for most investors.

From August 2011 to August 2023, Mary Beslagic was a representative of Edward Jones. She worked in a Manchester, Washington office. She was also the subject of a customer complaint.

Israels & Neuman is an investment fraud law firm that represents clients in all 50 states including investors in Washington. Attorney Dave Neuman has an office in Seattle and is licensed to practice law in Washington.

To see the FINRA AWC against Mary Beslagic, please click HERE.

You can find Mary Beslagic’s BrokerCheck Report HERE.

If you lost money with Mary Beslagic or Edward Jones, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

Did you invest with financial advisor Troy Orlando in New York, New York? Israels & Neuman is looking into claims made by FINRA against this advisor, who had been an affiliate of Craft Capital Management from March 2022 to November 2023. In November 2024, he was barred from the securities brokerage industry by FINRA after he refused to cooperate with a FINRA investigation.

According to FINRA’s Letter of Acceptance, Waiver, and Consent (AWC), Mr. Orlando was permitted to resign by Craft Capital Management in November 2023. FINRA had previously suspended him in November 2023 after he allegedly violated Regulation Best Interest while he worked at prior brokerage firms. FINRA was also investigating the suitability of his trades at Craft Capital, which led to his expulsion from the industry.

Troy A. Orlando was previously registered with Craft Capital Management, Joseph Gunnar, and Joseph Stone Capital. He worked in New York, New York and also was the subject of two customer complaints and a 2022 bankruptcy.

Brokerage firms must reasonably monitor its financial advisors. If the firm fails to do so, they could be liable for investor losses.

FINRA’s AWC Regarding Troy Orlando can be found HERE

Troy Orlando’s BrokerCheck Report can be found HERE

If you lost money with Troy Orlando or Craft Capital Management, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

DALTON, GEORGIA Are you a former client of financial advisor Ashlee Godfrey in Dalton, Georgia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against this advisor, who previously worked with Wells Fargo from 2014 to October 2021. In September 2024, she was barred from the securities industry by FINRA when she refused to respond to a FINRA investigation.

Ashlee N. Godfrey was being investigated by FINRA regarding allegations from her former customers that she misrepresented that their investments were “insured” but instead lost money. She also allegedly sent electronic communications through an app that was not approved by Wells Fargo.

Ashlee Godfrey was registered with Wells Fargo, as well as Benjamin F. Edwards & Company. She worked in Dalton, Georgia.

Firms like Wells Fargo must reasonably supervise the conduct of their financial advisors. If they don’t, they could be liable for investor losses. Our law firm that has represented thousands of investors in the past, including numerous investors in Georgia.

VIEW FINRA AWC HERE VIEW BROKERCHECK REPORT HERE

If you lost money with Ashlee Godfrey, or Wells Fargo, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

SCOTTSDALE, ARIZONA Did you invest with Bryan Noonan in Scottsdale, Arizona? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations with respect to Bryan Noonan, who was previously licensed with Raymond James and Edward Jones. He was barred from the securities brokerage industry when he refused to cooperate with a FINRA investigation.

Bryan Noonan was registered with Raymond James from July 2021 to March 2024 in a Scottsdale, Arizona office. He was permitted to resign in March 2024 after the brokerage firm began an internal investigation into allegations that he engaged in undisclosed outside business activities and “selling away”. Selling away is when an advisor sells investments that are not authorized by his or her brokerage firm.

FINRA began its investigation after his resignation by Raymond James. When he failed to respond to FINRA, this resulted in his expulsion. Mr. Noonan also worked with Edward Jones from February 2024 to June 2024, and also previously from 2013 to September 2020.

Our securities arbitration law firm has recovered millions of dollars for investors in the past, including numerous investors in Arizona. Attorney Aaron Israels is licensed to practice law in Arizona, and has an office in Phoenix.

VIEW FINRA AWC HERE VIEW BROKERCHECK REPORT HERE

If you lost money with Bryan Noonan, or Raymond James, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

SEATTLE, WASHINGTON Did you invest with stockbroker John Kasel in Seattle, Washington? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against John Kasel, who was formerly with US Bancorp Investments. FINRA’s Arbitration Award Database shows that he tried to expunge an incident from his record. The arbitration panel has denied his request.

FINRA’s BrokerCheck reveals that John Kasel has two marks on his record. First, in 2017, he was the subject of a customer complaint that settled for $76,900 where the customer was seeking $70,000 in damages. Second, in 2019, he was suspended for three months by FINRA regarding allegations that he engaged in an undisclosed outside business activity by managing a customer’s real estate properties for compensation. The arbitration award is unclear as to which incident Mr. Kasel tried to have expunged from his record.

According to BrokerCheck, John Kasel had been with US Bancorp Investments from September 2016 to February 2019. He also worked with KMS Financial from 2005 to December 2014, and worked in Seattle, Washington.

Israels & Neuman is an investment fraud and securities arbitration law firm with offices in Seattle, Denver, Phoenix, and Ann Arbor, Michigan. We have recovered millions of dollars for investors in the past and represent investors throughout the country, including in Washington. Attorney David Neuman oversees our main office located in Seattle, Washington.

View BrokerCheck Report HERE.

If you lost money with John Kasel or US Bancorp Investments, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond to FINRA’s investigation.

In November 2023, Pruco Securities disclosed to FINRA that Ms. Alam allegedly misappropriated funds from an elderly customer and was named as a beneficiary in the customer’s will. This prompted the investigation by FINRA. When she failed to respond to the investigation, FINRA barred her in June 2024. In addition, she has also been the subject of a December 2023 customer complaint.

Rosaline Alam was registered with Pruco Securities from August 2016 to October 2023. She was also affiliated with Lincoln Investments and worked in Claremont, California.

Our investment fraud and securities arbitration law firm has recovered millions of dollars for investors in the past, including numerous investors in California. We have represented investors against numerous brokerage firms.

FINRA AWC can be found HERE BrokerCheck Report can be found HERE

If you lost money with Rosaline Alam, or Pruco Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

BLOOMFIELD HILLS, MICHIGAN Are you a former customer of Imdadur Rahman (also known as Gino Rahman) in Bloomfield Hills, Michigan? Our firm is reviewing claims made against this advisor, who was formerly a representative of Merrill Lynch. FINRA made several allegations against Mr. Rahman in its Letter of Acceptance, Waiver, and Consent.

It was alleged that he facilitated an elderly customer’s designation of Rahman’s wife to be listed as a beneficiary of the customer’s two Merrill Lynch accounts. He also falsified forms by saying that his wife was the customer’s niece. Rahman also allegedly received $116,000 to run errands for the customer, as well as receiving $47,000 in “gifts” from the customer. FINRA barred Rahman after these allegations.

Imdadur Rahman had been licensed with Merrill Lynch from 2008 to October 2023. He was later affiliated with L.M. Kohn & Company. He worked in Bloomfield Hills, Michigan, and was terminated by Merrill Lynch regarding these allegations.

Merrill Lynch must reasonably supervise the acts of its representatives. If the firm fails to do so, it could be responsible for investor losses. Our law firm has recovered millions of dollars for investors in the past, including investors in Michigan.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with Imdadur Rahman, or Merrill Lynch, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

SEVEN OAKS, CALIFORNIA Are you a former client of financial advisor Ronald Berg? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with a brokerage firm called Innovation Partners.

Mr. Berg was barred by FINRA after he refused to respond to an investigation. In May 2024, FINRA filed a disclosure on BrokerCheck stating that he made multiple investment recommendations to seniors to invest in private placements, and he also allegedly had involvement in a customer trust. FINRA said that Berg initially provided a partial response to its investigation, but the information and documents he failed to provide were material to the investigation.

Ronald Berg was registered with Innovation Partners from August 2016 to May 2024. He worked in Seven Oaks, California, and Innovation Partners is based in Charlotte, North Carolina.

Israels & Neuman has recovered millions of dollars for investors in the past, including numerous investors in California. Our firm has sued many brokerage firms throughout the country.

FINRA AWC can be found HERE BrokerCheck Report can be found HERE

If you lost money with Ronald Berg, or Innovation Partners, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

STUDIO CITY, CALIFORNIA Are you a former client of Juan Sosa in Studio City, California? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against Juan Sosa, formerly with SagePoint Financial and Independent Financial Group. It has been alleged that Sosa converted or stole $331,000 from an elderly customer which resulted in him being “permitted to resign” by his brokerage firm in July 2022.

His resignation led to FINRA starting its own investigation. Sosa allegedly deposited over $220,000 to his own accounts and also wrote $111,000 in checks to pay off his own credit card bills.

Juan Sosa had been licensed with SagePoint Financial from 2005 to July 2022. He worked at Independent Financial Group from August 2022 to March 2024 in Studio City, California. In addition, he has been the subject of multiple customer complaints.

SagePoint Financial is a FINRA member and is required to sufficiently monitor the acts of its representatives. If the firm fails to do so, it could be responsible for investor losses. Our law firm has recovered millions of dollars for investors in the past, including numerous investors in California.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with Juan Sosa, or SagePoint Financial, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database.

Mr. Brickman voluntarily resigned from Pruco Securities while he was under an internal investigation for accepting checks from a client. That led to the FINRA investigation. After he failed to respond to FINRA’s investigation, he was barred.

Brickman was registered with Pruco Securities from May 2018 to August 2023. He worked in Paramus, New Jersey and was also the subject of a June 2023 customer complaint.

Israels & Neuman has recovered millions of dollars for investors in the past and have represented numerous investors in New Jersey.

FINRA AWC can be found HERE BrokerCheck Report can be found HERE

If you lost money with Michael Brickman, or Pruco Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

INDIANAPOLIS, INDIANA Are you a former customer of Kirk Crossen, formerly with Morgan Stanley, in Indianapolis, Indiana? FINRA’s BrokerCheck shows that he was fired by Raymond James in November 2023. It was alleged that Crossen “lacked candor during inquiry into [a] loan from [Crossen’s] former client at a prior firm”. Generally, advisors are not supposed to accept loans from customers, except for limited circumstances.

Kirk Crossen’s BrokerCheck report also shows that in October 2023, a customer brought a claim for $6 million in losses. The customer alleged that Crossen executed an unsuitable strategy investing in stocks during 2022 and 2023.

Mr. Crossen had been affiliated with Morgan Stanley from September 2016 to April 2023 in an Indianapolis, Indiana office. He then worked for Raymond James from April 2023 to November 2023 in Carmel, Indiana.

Israels & Neuman PLC is an investment fraud law firm. We represent investors all over the country, including investors in Indiana.

View BrokerCheck report HERE

If you lost money with Kirk Crossen or Morgan Stanley, please Contact Us at 206-795-5798 for a free evaluation of your case.

LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital.

Lorente was a registered representative of Great Point Capital from January 2019 to December 2020 in Livonia, Michigan. The complaint alleges that Lorente made unsuitable recommendations to invest in three real estate investment trusts (REITs). These REIT investments purportedly lost $250,000. The complaint is still pending in FINRA arbitration.

Besides his affiliation with Great Point Capital, Robet Gerald Lorente has also been affiliated with Aurora Securities, Concorde Investment Services, and Cambridge Investment Research. In addition to this recent complaint, Lorente was also the subject of a 2021 complaint involving REITs, which settled for $12,000.

Our law firm represents investors in FINRA Arbitration and Mediation throughout the country, including investors in Michigan. Aaron Israels grew up in Holland, Michigan and is licensed to practice law in Michigan.

View BrokerCheck report HERE.

If you lost money with Robert Lorente or Great Point Capital, please Contact Us at 206-795-5798 for a free evaluation of your case.