<![CDATA[Largo - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/largo/ Mon, 28 Sep 2026 19:21:22 GMT en-us <![CDATA[Complaints Against J. Alden Associates Advisor Nate Goad]]> https://www.israelsneuman.com/blog/complaints-against-j-alden-associates-advisor-nate-goad/ https://www.israelsneuman.com/blog/complaints-against-j-alden-associates-advisor-nate-goad/ Mon, 28 Sep 2026 19:21:21 GMT The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations involving Nathan Goad and Stephen Patterson, who worked at J. Alden Associates in a Largo, Florida office.  Allegations Regarding Nate Goad’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Nate Goad has been the subject of five customer…

]]> The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations involving Nathan Goad and Stephen Patterson, who worked at J. Alden Associates in a Largo, Florida office. 

Allegations Regarding Nate Goad’s BrokerCheck Report

According to BrokerCheck, a website maintained by FINRA, Nate Goad has been the subject of five customer complaints since 2025.  The complaints allegedly involve private investments he recommended between 2022 and 2025. These may include investments in Key City Capital (or KeyCity Capital). 

Background on Nathan Goad and Stephen Patterson

Mr. Goad has been licensed with J. Alden Associates from January 2022 to the present at a Largo, Florida office.  Stephen Patterson has also been licensed with J. Alden Associates.

Can J. Alden Associates Be Responsible for Their Advisors’ Conduct?

Under FINRA Rule 3110, broker-dealers like J. Alden Associates must reasonably supervise the activity of their advisors.  J. Alden Associates could be responsible for investor losses if there was a failure to supervise the advisors.

We Help Investors Nationwide, Including in Florida

We represent investors in Florida, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.  We have represented numerous investors in Florida in the past, and attorney David Neuman is licensed to practice law in Florida.  If you were a client of Nate Goad or Stephen Patterson and believe your financial advisor acted improperly, you may be entitled to recover losses through FINRA arbitration.

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form to learn more about your rights. We have experience representing Florida investors and are ready to help you recover what you deserve.

]]> <![CDATA[NATHAN KATZ Involved in Annuity Mismanagement Complaints]]> https://www.israelsneuman.com/blog/nathan-katz-complaints-annuity/ https://www.israelsneuman.com/blog/nathan-katz-complaints-annuity/ Tue, 15 Jun 2021 20:26:59 GMT Israels & Neuman, PLC Investigates Nathan Katz, Formerly of American Independent Securities Group and Triad Advisors LARGO, FLORIDA – Have you lost money with financial advisor Nathan Katz, formerly of American Independent Securities Group and Triad Advisors in Largo, Florida? We are looking into allegations made against Nathan Katz, who has been the subject of…

]]> Israels & Neuman, PLC Investigates Nathan Katz, Formerly of American Independent Securities Group and Triad Advisors LARGO, FLORIDA – Have you lost money with financial advisor Nathan Katz, formerly of American Independent Securities Group and Triad Advisors in Largo, Florida? We are looking into allegations made against Nathan Katz, who has been the subject of five customer complaints, one which was filed in 2021. The customers alleged that Katz mismanaged their annuity. Katz was also terminated by American Independent Securities Group in 2021; Triad Advisors in 2018; and Paine Webber in 2001.

Nathan G. Katz was a registered representative of American Independent Securities Group from October 2018 to January 2021. Katz was also with Triad Advisors from 2001 to August 2018. He has worked at branch offices in Largo, Florida.

Brokerage firms like American Independent Securities Group and Triad Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against American Independent Securities Group.

Click to view BrokerCheck: Katz, n BrokerCheck 6.11.21

If you lost money with Nathan Katz, Triad Advisors, or American Independent Securities Group, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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